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SYNAIRGEN PLC — Major Shareholding Notification 2014
Jul 21, 2014
7941_mrq_2014-07-21_937fdafa-3313-4277-9983-ad86338537af.html
Major Shareholding Notification
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RNS Number : 9001M
Synairgen plc
21 July 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Synairgen PLC |
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||
| An acquisition or disposal of voting rights | Yes | |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
| An event changing the breakdown of voting rights | ||
| Other (please specify): | ||
| 3. Full name of person(s) subject to the notification obligation: | Bank of Montreal (previously notified as F&C Asset Management plc) |
| 4. Full name of shareholder(s) (if different from 3.): | See box 9 below |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 18 July 2014 |
| 6. Date on which issuer notified: | 21 July 2014 |
| 7. Threshold(s) that is/are crossed or reached: | 5% |
| 8. Notified details: | |||||||
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00B0381Z20 GBP 0.01 | 5,888,617 | 5,888,617 | 4,152,852 | - | 4,152,852 | - | 4.56% |
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| - |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights | |
| - | Nominal | Delta | ||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 4,152,852 | 4.56% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
| F&C Asset Management plc - Client : | No. of voting rights | % of total voting rights | Registration name |
| F&C Investment Funds ICVC: UK Equity Fund | 4,152,852 | 4.56% | Chase Nominees Limited |
| Proxy Voting: | |
| 10. Name of proxy holder: | Bank of Montreal (previously notified as F&C Asset Management plc) |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | Based on total voting rights of 91,170,372 effective 11 July 2014 |
| 14 Contact name: | Mike Bassi, F&C Management Limited (a part of BMO Financial Group) |
| 15. Contact telephone name: | 0131 718 1093 |
For notes on how to complete form TR-1 please see the FCA website.
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in shares
| A: Identity of the persons or legal entity subject to the notification obligation | |
| Full name (including legal form of legal entities) |
Synairgen plc |
| Contact address (registered office for legal entities) |
Mailpoint 810, Level F South Block Southampton General Hospital Tremona Road Southampton SO16 6YD |
| Phone number & email | Tel: +44 (0) 23 8051 2800 Fax: +44 (0)23 8051 2800 [email protected] (FD) |
| Other useful information (at least legal representative for legal persons) |
| B: Identity of the notifier, if applicable | |
| Full name | Mike Bassi, F&C Management Limited (a part of BMO Financial Group) |
| Contact address | 80 George Street, Edinburgh EH2 3BU |
| Phone number & email | 0131 718 1093 [email protected] |
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
| C: Additional information |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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