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SWOOP HOLDINGS LIMITED — Director's Dealing 2017
Nov 28, 2017
65883_rns_2017-11-28_78f60213-1009-41e2-814b-1f112ecdee01.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity ROBO 3D LIMITED ABN 20 009 256 535
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| We (the entity) give ASX the following the director for the purposes of section |
information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act. |
|---|---|
| Name of Director | Patrick Glovac |
| Date of last notice | 16 December 2016 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Kcirtap Securities Pty Ltd Glovac Family A/C> Murdoch Capital Pty Ltd Superfund A/C> |
|
| Date of change | 27 November 2017 | |
| No. of securities held prior to change | Indirect Kcirtap Securities Pty Ltd Glovac Family A/C> 1,749,965 – Ordinary Shares – subject to 24 months escrow Murdoch Capital Pty Ltd Superfund A/C> 544,603 Ordinary Shares – subject to 24 months escrow 1,583,339 Ordinary Shares |
|
| Class | Ordinary Shares |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 416,662 Ordinary Shares | |
|---|---|---|
| Number disposed | - | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$18,749.79 | |
| No. of securities held after change | Indirect Kcirtap Securities Pty Ltd Glovac Family A/C> 1,749,965 – Ordinary Shares – subject to 24 months escrow 218,745 Ordinary Shares Murdoch Capital Pty Ltd Superfund A/C> 544,603 Ordinary Shares – subject to 24 months escrow 1,781,256 Ordinary Shares |
|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issue of Fully Paid Ordinary Shares as a result of Mr Glovac’s participation in the Company’s Non-renounceable Pro-Rata Entitlements Issue Offer announced by the Company on 3 November 2017. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | - |
|---|---|
| Nature of interest | - |
| Name of registered holder (if issued securities) |
- |
| Date of change | - |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
- |
| Interest acquired | - |
| Interest disposed | - |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
- |
|---|---|
| Interest after change | - |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3