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SWK Holdings Corp — Director's Dealing 2023
Jan 4, 2023
33762_dirs_2023-01-04_05bc3c9a-6faa-452a-8c52-0763265fab52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SWK Holdings Corp (SWKH)
CIK: 0001089907
Period of Report: 2022-12-30
Reporting Person: DICICCO WENDY F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-30 | Common Stock | A | 1120 | $17.64 | Acquired | 5403 | Direct |
| 2022-12-30 | Common Stock | A | 779 | $17.64 | Acquired | 6182 | Direct |
Footnotes
F1: Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for her services as a director, based on the $17.64 closing price of the common stock on December 30, 2022.
F2: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date.