SWK Holdings Corp — Director's Dealing 2021

May 25, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SWK Holdings Corp (SWKH)
CIK: 0001089907
Period of Report: 2021-05-17

Reporting Person: Pennington Marcus Edward (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	589	Direct

Footnotes

F1: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $15.93 closing price of the common stock on May 17, 2021. The restricted shares vest on October 1, 2021.