SWK Holdings Corp — Director's Dealing 2021

Jul 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWK Holdings Corp (SWKH)
CIK: 0001089907
Period of Report: 2021-06-30

Reporting Person: Pennington Marcus Edward (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-30	Common Stock	A	431	—	Acquired	1020	Direct

Footnotes

F1: Includes 121 share to the Reporting Person as compensation for his services as a director. Also includes 310 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.55 closing price of the common stock on June 30, 2021.