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SWK Holdings Corp — Director's Dealing 2021
Oct 2, 2021
33762_dirs_2021-10-01_2d102d5f-3823-4d57-8b27-6d0a8c54caad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SWK Holdings Corp (SWKH)
CIK: 0001089907
Period of Report: 2021-09-30
Reporting Person: Pennington Marcus Edward (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-30 | Common Stock | A | 869 | — | Acquired | 1889 | Direct |
| 2021-10-01 | Common Stock | A | 1363 | — | Acquired | 3252 | Direct |
Footnotes
F1: Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 619 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $18.17 closing price of the common stock on September 30, 2021.
F2: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.