SWK Holdings Corp — Director's Dealing 2021

Oct 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWK Holdings Corp (SWKH)
CIK: 0001089907
Period of Report: 2021-09-30

Reporting Person: Baker Dana Blair (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-30	Common Stock	A	250	—	Acquired	41356	Direct
2021-10-01	Common Stock	A	1363	—	Acquired	42719	Direct

Footnotes

F1: Includes 250 share to the Reporting Person as compensation for his services as a director.

F2: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.