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SWK Holdings Corp Director's Dealing 2019

Oct 1, 2019

33762_dirs_2019-10-01_0d6cef03-8a21-44b4-9f38-556b6ab33fd7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWK Holdings Corp (SWKH)
CIK: 0001089907
Period of Report: 2019-09-30

Reporting Person: Fletcher Aaron G.L. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-30 Common Stock A 445 Acquired 445 Direct

Footnotes

F1: Includes 84 shares to the Reporting Person as compensation for his services as a director. Also includes 361 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.85 closing price of the common stock on September 30, 2019.