SWK Holdings Corp — Director's Dealing 2018

Oct 1, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWK Holdings Corp (SWKH)
CIK: 0001089907
Period of Report: 2018-09-28

Reporting Person: Baker Dana Blair (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-28	Common Stock	A	1691	—	Acquired	24350	Direct

Footnotes

F1: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,441 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $9.54 closing price of the common stock on September 28, 2018.