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SWK Holdings Corp Director's Dealing 2017

Apr 1, 2017

33762_dirs_2017-03-31_b0f48d6c-f6f8-4ff4-b8bd-18e59d6e0037.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWK Holdings Corp (SWKH)
CIK: 0001089907
Period of Report: 2017-03-31

Reporting Person: STEAD EDWARD B (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-31 Common Stock A 1614 Acquired 14418 Direct

Footnotes

F1: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,364 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.45 closing price of the common stock on March 31, 2017.