SWK Holdings Corp — Director's Dealing 2016

Oct 3, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWK Holdings Corp (SWKW)
CIK: 0001089907
Period of Report: 2016-09-30

Reporting Person: Haga Christopher W (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-30	Common Stock	A	1428	—	Acquired	9580	Direct

Footnotes

F1: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also include 1,178 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $9.76 closing price of the common stock on September 30, 2016.