SWK Holdings Corp — Director's Dealing 2013

Mar 19, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWK Holdings Corp (SWKH)
CIK: 0001089907
Period of Report: 2013-03-14

Reporting Person: Clifford William Thaddeus (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-03-14	Common Stock	A	35000	—	Acquired	170000	Direct

Footnotes

F1: Comprised of restricted stock granted pursuant to the Company's 2010 Equity Incentive Plan and form of Restricted Stock Agreement. The restricted stock vests on January 31, 2014.

F2: Includes 100,000 shares of unvested restricted stock owned by Mr. Clifford, which were granted for his services as a director.