Swaraj Engines Ltd. — Major Shareholding Notification 2019

Oct 24, 2019

SWARAJ ENGINES LIMITED

Works: Plot No. 2, lndl. Focal Point, Phase IX, SAS. Nagar, Dist!. SAS. Nagar (Mohali) (Near Chandigarh)

7

Tel.: 0172-2234941-47, 2234950 Fax: +91-172-2234955 Email: mail@swarajenterprise.com

02/SP/EXCH 24th October, 2019

BSE Limited Listing Department P.J. Towers, 1st Floor, Dalal Street, Fort, Mumbai - 400 001 Email: corp.relations@bseindia.com

Scrip Code: 500407

National Stock Exchange of India Limited Capital Market-Listing, Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai- 400051 Email: cmlist@nse.co.in Scrip Name: SWARAJENG

SUB: Receipt of Disclosure in terms of Regulation 29(1) of SEBI (SAST) Regulations, 2011 ("the Regulation")

Dear Sir,

We wish to inform you that the Company has received a disclosure from DSP Trustee Private Limited on 22nd October, 2019 under Regulation 29(1) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

While the aforesaid does not require any disclosure from the Company under the Regulations, the Company, out of abundant caution, is submitting herewith the copy of the said disclosure received from DSP Trustee Private Limited under the said Regulations.

Kindly acknowledge receipt.

With regards,

For SWARAJ ENGINES LTD.

~ompany (M.S.GREWAL) ~ Secretary

Encl: As above

Regd. Office: Industrial Area, Phase IV, SAS. Nagar, Distt. SAS. Nagar (Mohali, Near Chandigarh-160 055 Tel. : 91-172-2271620-27, Fax : 91-172-2271307 & 2272731 Email : mail@swarajenterprise.com Website : www.swarajenterprise.com CIN - L50210PB1985PLC006473

October 18, 2019

Swaraj Engines Limited Phase lV, SAS Nagar, Dist Mohali, Industrial Area, Ropar, Chandigarh, Chandigarh -160055.

Dear Sir / Madam,

Sub: Reporting under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

DSP Trustee Private Limited ('DSPTPL') is the Trustee for the schemes launched by DSP Mutual Fund ('DSPMF') and DSP Alternative Investment Fund ('DSPAIF'). DSPTPL on behalf of the schemes of DSPMF has acquired equity shares of Swaraj Engines Limited ('Company').

One of the scheme viz. DSP Small Cap Fund has acquired 104,284 shares of the Company due to which the shareholding in the Company across various schemes under DSPMF and DSPAIF has increased beyond 5% of the paid up capital of the Company. The current shareholding of the Schemes in the Company is 5.46%.

Since post allotment the holding across various schemes has increased above 5%, we enclose herewith the report under 29(1) of Reporting under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. (Annexure-1 )

We trust you find the above in order.

Thanking you,

Sincerely, For DSP Trustee Private Limited

~\ ~ (Dr.)

Pritesh Majmudar Compliance Officer and Company Secretary DSP Investment Managers Private Limited

Encl: As Above

Format for Disclosures under Regulation 29( 1) of SE Bl (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part-A- Details of the Acquisition

Name of the Target Company (TC)		Swaraj Engines Limited
Name(s)of the acquirer andPersonsActing in		DSP	Trustee PrivateLimited on	behalf of ;
Concert (PAC) with the acquirer		schemesofMutualFundandDSP :DSP
		Alternative Investment Fund.
Whether the acquirer belongs to Promoter/Promoter		No
• group
Name(s) of the Stock Exchange(s) where the shares		BSE Limited and National Stock Exchange of I
of TC are Listed		India Limited.
Details of the acquisition as follows		Number	% w.r.t. total	% w.r.t.
			share/voting	total diluted
			capital	share/voting
			wherever	capital of
			applicable (*)	the TC (**)
Before the acquisition under
consideration, holding of :
a)	Shares carrying voting rights	558,082	4.60	4.60
b)	Shares in the nature of encumbrance (pledge/
	lien/non-disposal undertaking/ others)
c)	Voting rights (VR) otherwise than by equity
	shares
d)	Warrants/ convertiblesecurities/ anyother
	instrument that entitles the acquirer to receive
	shares carrying voting rights in the TC (specify
	holding in each category)
i	e) Total (a+b+c+d)	558,082	4.60	4.60'
~ Details of acquisition
a)	Shares carrying voting rights acquired	104,284	0.86	0.86 ,
b)	VRs acquired otherwise than by equity shares
c)	Warrants/ convertiblesecurities/anyother
	instrument that entitles the acquirer to receive
L	shares carrying voting rights in the TC (specify

I	holding in each category) acquired			IiI
d)!I	Shares in the nature of encumbrance (pledge/	--	--	--
I	lien/non-disposal undertaking/ others)
Ie)I	Total (a+b+c+d)	104,284	0.86	0.86
!j After the acquisition, holding of acquirer along
with PACs of:
a)	Shares carrying voting rights	662,366	5.46	5.46
b)	VRs otherwise than by equity shares	--	--	- -
c)	securities/anyWarrants/convertibleother	--	- -	--
	instrument that entitles the acquirer to receive			i
	shares carrying voting rights in the TC (specify
	holding in each category) after acquisition
d)	Shares in the nature of encumbrance (pledge/	--	--	--
	lien/non-disposal undertaking/ others)			!I:I
e)	Total (a+b+c+d)	662,366	5.46	5.46 !I
Mode of acquisition (e.g. open market I public issue		Open Market
/preferential allotment IIrights issueinter-se				I
transfer /encumbrance, etc.)				I
Salient features of the securities acquired including		Ordinary Equity SharesI
ratio at which it canI time till redempt10n,be ':
	! converted into equity shares etc.	I
Date of acquisition of/ date of receipt of intimation		October 17, 20·19
of allotment of shares/VR/ warrants/convertible
securities/any other instrument that entitles the
acquirer to receive shares in the TC.
Equity share capital / total voting capital of the TC		12,131,040 shares
before the said acquisition		(Paid up Capital Rs. 121,310,400)'-cc---c,---------c------,----,--,-----------,-----,----------c---+-~~~---,---------------,
! Equity share capital/ total voting capital of the TC		12,131,040 shares
II after the said acquisition		(Paid up Capital Rs. 121,310,400)
: Total diluted share/voting capital of the TC after the		12, 131,040 shares
!l__::i~ acquisition		(Paid up Capital Rs. 121,310,400)

Part-B Name of the Target Company: Swaraj Engines Limited

' Name(s) of the acquirer andPersons Acting in Concert(PAC) with the acquirer	I Whether the acquirerI belongs to Promoter/Promoter group	PAN of the acquirerand/ or PACs
DSP Trustee Private Limited on behalf of I Noschemes of DSP Mutual Fund and DSP iAlternative Investment Fund	I	AAACD3070G

For DSP Trustee Private Limited

~( ~~

Pritesh Majmudar (Dr.) Compliance Officer and Company Secretary DSP Investment Managers Private Limited

Place: Mumbai Date: October 18, 2019

Note:

(*) Total share capital/ voting capital to be taken as per the latest filing done by the company to the Stock Exchange under Clause 35 of the listing Agreement.

(**) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.