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SV Vision Limited Share Issue/Capital Change 2017

Nov 27, 2017

51442_rns_2017-11-26_4d67f068-14ed-4fbc-ae4f-ab540c33c24c.pdf

Share Issue/Capital Change

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Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

This Application Form uses the same terms as defined in the prospectus of Icicle Group Holdings Limited (the “ Company ”) dated 27 November, 2017 (the “ Prospectus ”). 本申請表格使用冰雪集團控股有限公司(「 本公司 」)於二零一七年十一月二十七日刊發的招股章程(「 招股章程 」)所 Staple your 界定的相同詞語。 payment here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United 請將股款 States without registration or an exemption from registration under the Securities Act of the US. This Application Form and 緊釘在此 the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若無根據美 國證券法登記或豁免登記,公開發售股份不得在美國提呈發售或出售。在任何根據當地法例不得發送、派發或複製 本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方式,也不論全部或部分)本申請表格及招股 章程。

Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies in Hong Kong” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長之文件」一段所述其他文件已遵照香港 法例第32章《公司(清盤及雜項條文)條例》第342C 條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公 司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員 會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不負責。

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Icicle Group Holdings Limited 冰雪集團控股有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 8429 股份代號 : 8429 Maximum Offer Price : HK$0.60 per Public Offer Share, plus brokerage fee of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股公開發售股份 0.60 港元,另加 1% 經紀佣金、 0.0027% 證監會交易徵費及 0.005% 聯交所交易費 (須於申請時以港元繳足,並可予退還)

You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程載有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀

Application Form 申請表格

To: Icicle Group Holdings Limited Success New Spring Capital Limited The Sole Bookrunner The Public Offer Underwriters

Applicants’ declaration

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullet points of “Effect of completing and submitting this Application Form” section of this Application Form.

致:冰雪集團控股有限公司 實德新源資本有限公司 獨家賬簿管理人 公開發售包銷商

申請人聲明 本人╱吾等同意本申請表格及招股章程的條款及條件以 及申請程序。請參閱本申請表格「填交本申請表格的效 用」一節。

警告:任何人士只限作出一次為其利益而進行的認購申 。 請 請參閱「填交本申請表格的效用」一節最後四點。

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 ............................................................................................................ Date: 日期: ..................../ .............../ ............... D日 M 月 Y年 Number of Public Offer Shares applied for (not more than 10,800,000 shares) Cheque/banker’s cashier order number 支票╱銀行本票號碼 申請公開發售股份數目(不超過10,800,000股股份) Name of bank on which cheque/Banker’s cashier order is drawn Total amount 總額 (see “How to make your application” section)兌現支票╱銀行 本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any) 所有其他聯名申請人的英文姓名╱名稱(如有) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants(Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 (1) 碼╱香港商業登記號碼(請刪除不適用者) (2) (1) (2) (3) (3) Hong Kong address in English and telephone number (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代 名人遞交:代名人若不填寫本節,是項認購申請將視作為 閣 下利益提出。請填寫每名(聯名)實益擁有人的賬戶號碼或識 別編碼。

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters ( 請用 正楷 填寫 姓名╱名稱 及香港 地址 )

For Internal use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

  • *(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity.

  • 個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香港商 業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登 記號碼將轉交第三方以核實申請表格是否有效。

  • (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque.

  • 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號 碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。

  • (3) If an application is made by an unlisted company and:

  • the principal business of that company is dealing in securities; and

  • you exercise statutory control over that company,

  • then the application will be treated as being made for your benefit. 倘若申請由一家非上市公司提出,而:

  • 該公司主要從事證券買賣業務;及

  • 閣下對該公司可行使法定控制權,

  • 是項申請將視作為 閣下的利益提出。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Public Offer Shares to be issued in your name

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

How to make your application
1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public
Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
How to make your application
1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public
Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
How to make your application
1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public
Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
Number of
Public Offer Shares
Applied for
Amount
Payable on
application
HK$
Number of
Public Offer Shares
Applied for
Amount
Payable on
application
HK$
Number of
Public Offer Shares
Applied for
Amount
Payable on
application
HK$
5,000
3,030.23
10,000
6,060.46
15,000
9,090.69
20,000
12,120.92
25,000
15,151.16
30,000
18,181.39
35,000
21,211.62
40,000
24,241.85
45,000
27,272.08
50,000
30,302.31
60,000
36,362.77
70,000
42,423.23
80,000
48,483.70
90,000
54,544.16
100,000
60,604.62
200,000
121,209.24
300,000
181,813.86
400,000
242,418.48
500,000
303,023.10
600,000
363,627.72
700,000
424,232.34
800,000
484,836.96
900,000
545,441.58
1,000,000
606,046.20
2,000,000
1,212,092.40
3,000,000
1,818,138.60
4,000,000
2,424,184.80
5,000,000
3,030,231.00

6,000,000
3,636,277.20
7,000,000
4,242,323.40
8,000,000
4,848,369.60
9,000,000
5,454,415.80
10,000,000
6,060,462.00
10,800,000
6,545,298.96
Maximum number of Public Offer
Shares you may apply for.
  1. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop).

  2. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

  3. The cheque must: Banker’s cashier order must:

  4. be in Hong Kong dollars;

  5. not be post-dated;

  6. be made payable to “Ting Hong Nominees Limited — Icicle Public Offer”;

  7. be crossed “Account Payee Only”;

  8. be drawn on your Hong Kong dollar bank account in Hong Kong; and

  9. show your account name, which must either be preprinted on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name.

• be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the firstnamed applicant’s name.

Please use this form if you want the Public Offer Shares to be issued in your name

  1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:

DBS Bank (Hong Kong) Limited

District Branch Name Address

Hong Kong Island United Centre Branch

Aberdeen Branch

Amoy Plaza Branch

Kowloon

Shops 1015–1018, 1/F & Shops 2032–2034, 2/F, United Centre, 95 Queensway, Admiralty, Hong Kong Shops A & B, G/F, Units A & B, 1/F, On Tai Building, 1–3 Wu Nam Street, Aberdeen, Hong Kong Shops G193–195, Amoy Plaza, 77 Ngau Tau Kok Road, Ngau Tau Kok, Kowloon, Hong Kong

Mei Foo Branch

Shops N26A & N26B, Stage V, Mei Foo Sun Chuen, 10 & 12 Nassau Street, Kowloon, Hong Kong

Yaumatei Branch

New Territories Ma On Shan Branch

G/F & 1/F, 131–137 Woo Sung Street, Yau Ma Tei, Kowloon, Hong Kong Shop 205–206, Level 2, Ma On Shan Plaza, Ma On Shan, New Territories, Hong Kong

  1. Your Application Form can be lodged at these times:

Monday, 27 November 2017 — 9:00 a.m. to 5:00 p.m. — Tuesday, 28 November 2017 9:00 a.m. to 5:00 p.m. — Wednesday, 29 November 2017 9:00 a.m. to 5:00 p.m. Thursday, 30 November 2017 — 9:00 a.m. to 12:00 noon

  1. The latest time for lodging your application is 12:00 noon on Thursday, 30 November, 2017. The application lists will open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to apply for the Public Offer Shares and the Employee Reserved Shares — 10. Effect of bad weather on the opening of the application lists” in the Prospectus.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 5,000 股公開發售股份,並為下表 所列的其中一個數目,否則恕不受理。
可供申請認購的股份數目及應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
5,000
3,030.23
10,000
6,060.46
15,000
9,090.69
20,000
12,120.92
25,000
15,151.16
30,000
18,181.39
35,000
21,211.62
40,000
24,241.85
45,000
27,272.08
50,000
30,302.31
60,000
36,362.77
70,000
42,423.23
80,000
48,483.70
90,000
54,544.16
100,000
60,604.62
200,000
121,209.24
300,000
181,813.86
400,000
242,418.48
500,000
303,023.10
600,000
363,627.72
700,000
424,232.34
800,000
484,836.96
900,000
545,441.58
1,000,000
606,046.20
2,000,000
1,212,092.40
3,000,000
1,818,138.60
4,000,000
2,424,184.80
5,000,000
3,030,231.00

6,000,000
3,636,277.20
7,000,000
4,242,323.40
8,000,000
4,848,369.60
9,000,000
5,454,415.80
10,000,000
6,060,462.00
10,800,000
6,545,298.96
閣下可申請認購的公開發售股份最
高數目。
  1. 以英文填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。

  2. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開出 銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:

  3. 支票必須: 銀行本票必須:

  4. ‧ 為港元;

  5. ‧ 不得為期票;

  6. ‧ 註明抬頭人為「鼎康代理人有限公司—冰雪公開發售」;

  7. ‧ 劃線註明「只准入抬頭人賬戶」;

  8. ‧ 從 閣下在香港的港元銀行賬戶中開出;及

  9. ‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須已 預印在支票上,或由有關銀行授權的人士在支 票背書。賬戶名稱必須與 閣下姓名╱名稱相 同。如屬聯名申請,賬戶名稱必須與排名首位 申請人的姓名╱名稱相同。

  10. ‧ 須由香港持牌銀行開出,並由有關銀行授權的 人士在銀行本票背面簽署核證 閣下姓名╱ 名稱。銀行本票所示姓名╱名稱須與 閣下 姓名╱名稱相同。如屬聯名申請,銀行本票背 面所示姓名╱名稱必須與排名首位申請人的姓 名╱名稱相同。

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

  1. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入下列任何一家 分行特設的收集箱:

星展銀行(香港)有限公司

地區 分行 地址 香港島 統一中心分行 香港金鐘金鐘道 95 號統一中心 1 樓 1015–1018號舖及 2 樓 2032–2034 號舖 香港仔分行 香港香港仔湖南街 1–3 號地下安泰大廈A–B號舖及 1 樓 A–B 室 九龍 淘大商場分行 香港九龍牛頭角牛頭角道77 號淘大商場G193–195 號舖 美孚新邨分行 香港九龍美孚新邨第五期蘭秀道10–12 號N26A–N26B舖 油麻地分行 香港九龍油麻地吳松街 131–137號地下及 1 樓 新界 馬鞍山分行 香港新界馬鞍山馬鞍山廣場 2 樓 205–206號舖

  1. 閣下可於下列時間遞交申請表格:

二零一七年十一月二十七日(星期一)— 上午九時正至下午五時正 二零一七年十一月二十八日(星期二)— 上午九時正至下午五時正 二零一七年十一月二十九日(星期三)— 上午九時正至下午五時正 二零一七年十一月三十日(星期四)— 上午九時正至中午十二時正

  1. 截止遞交申請的時間為二零一七年十一月三十日(星期四)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見 招股章程「如何申請公開發售股份及僱員預留股份—10. 惡劣天氣對開始辦理申請登記的影響」一節)。

Please use this form if you want the Public Offer Shares to be issued in your name

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Icicle Group Holdings Limited 冰雪集團控股有限公司

(Incorporated in the Cayman Islands with limited liability)

SHARE OFFER

  • agree to comply with the Companies Ordinance, Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;

Conditions of your application

A. Who can apply

  1. You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.

    • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
  2. If you are a firm, the application must be in the individual members’ names.

  3. confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

  4. The number of joint applicants may not exceed four.

  5. If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop (bearing the company name).

    • confirm that you are aware of the restrictions on the Share Offer in the Prospectus;
  6. You must be outside the United States, not be a United States • agree that none of the Company, the Sole Sponsor, the Sole Person (as defined in Regulation S under the Securities Act of Bookrunner, the Joint Lead Managers, the Underwriters, their

the United States) and not be a legal or natural person of the respective directors, officers, employees, partners, agents,

PRC (except qualified domestic institutional investor). advisers and any other parties involved in the Share Offer is or

  1. Unless permitted by the GEM Listing Rules, you cannot apply will be liable for any information and representations not in the for any Public Offer Shares if you are: Prospectus (and any supplement to it);

  2. an existing beneficial owner of shares in the Company and/ • or any of its subsidiaries;

  3. undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares under the Placing nor participated in the Placing, except for Eligible Employees who may apply for the Employee Reserved Shares apart from application for the Public Offer Shares;

  4. a Director or chief executive of the Company and/or any of its subsidiaries;

  5. a connected person (as defined in the GEM Listing Rules) of the Company or any of its subsidiaries or a person who will become a connected person of the Company or any of its subsidiaries immediately upon completion of the Share • Offer;

  6. agree to disclose to the Company, the Hong Kong Share Registrar, the receiving bank, the Sole Sponsor, the Sole Bookrunner, the Joint Lead Managers, the Underwriters and/or their respective advisers and agents any personal data which they may require about you and the person(s) for whose benefit you have made the application;

  7. an associate (as defined in the GEM Listing Rules) of any of the above; or

  8. have been allocated or have applied for or have indicated an interest in any Placing Shares under the Placing or otherwise participate in the Placing; •

  9. if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and none of the Company, the Sole Sponsor, the Sole Bookrunner, the Joint Lead Managers and the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form;

except for Eligible Employees who may apply for the Employee Reserved Shares apart from application for the Public Offer Shares.

B. If you are a nominee You, as a nominee, may make more than one application for the Public Offer Shares by : (i) giving electronic application instructions to HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.

  • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;

  • agree that your application will be governed by the laws of Hong Kong;

  • represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the Securities Act of the United States; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S under the Securities Act of the United States) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S under the Securities Act of the United States;

C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:

  • undertake to execute all relevant documents and instruct and authorise the Company and/or the Sole Bookrunner (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in your name as required by the Articles of Association;

  • warrant that the information you have provided is true and accurate;

  • agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;

Please use this form if you want the Public Offer Shares to be issued in your name

  • authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to send any share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect the share certificate(s) and/or refund cheque(s) in person;

  • declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the applicable PINK Application Forms apart from application for the Public Offer Shares);

  • understand that the Company, the Sole Sponsor, the Sole Bookrunner, the Joint Lead Managers, and the Underwriters, any of their respective directors, officers or representatives or any other person or party involved in the Share Offer will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;

  • (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider by you or by any one as your agent or by any other person (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the applicable PINK Application Forms apart from application for the Public Offer Shares); and

  • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the applicable PINK Application Forms apart from application for the Public Offer Shares) and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.

D. Power of attorney

If your application is made through an authorised attorney, the Company, the Sole Sponsor and the Sole Bookrunner may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.

Determination of Offer Price and Allocation of Public Offer Shares and the Employee Reserved Shares

The Offer Price is expected to be fixed on or around Friday, 1 December, 2017. Applicants are required to pay the maximum Offer Price of HK$0.60 for each Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Joint Lead Managers (for themselves and on behalf of the Underwriters) on or before Friday, 1 December, 2017 or such other day as may be agreed between the Company and the Joint Lead Managers (for themselves and on behalf of the Underwriters), the Share Offer will not proceed. Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close. The Company expects to announce the final Offer Price, the indication of the level of interest in the Placing, the level of applications under the Public Offer and the Employee Preferential Offering and the basis of allocation of the Public Offer Shares and the Employee Reserved Shares on Thursday, 7 December, 2017 on the website of the Stock Exchange at www.hkexnews.hk and the Company’s website at www.iciclegroup.com . Results of

allocations in Public Offer and the Employee Preferential Offering, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.

If your application for Public Offer Shares is successful (in

whole or in part)

If you apply for 1,000,000 or more Public Offer Shares or the Employee Reserved Shares, you may collect your share certificate(s) in person from the Hong Kong Share Registrar, Tricor Investor Services Limited, at Level 22 Hopewell Centre, 183 Queen’s Road East, Hong Kong from 9:00 a.m. to 1:00 p.m. on Thursday, 7 December, 2017 or such other date as announced by us.

If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to Tricor Investor Services Limited.

If you do not collect your share certificate(s) personally within the time period specified for collection, they will be despatched promptly to the address as specified on this Application Form by ordinary post at your own risk.

If you apply for less than 1,000,000 Public Offer Shares and/or Employee Reserved Shares, your refund cheque(s) and/or share certificate(s) will be sent to the address on the relevant Application Form on Thursday, 7 December, 2017, by ordinary post and at your own risk.

Refund of your money

If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. The refund procedures are stated in the section headed “How to apply for the Public Offer Shares and the Employee Reserved Shares — 14. Despatch/Collection of share certificates and refund monies” in the Prospectus.

Application by HKSCC Nominees Limited (“HKSCC Nominees”)

Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply for the Public Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the Prospectus shall not apply and provisions in the Prospectus shall prevail. Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is signed by HKSCC Nominees:

  • “Applicants’ declaration” on the first page;

  • “Warning” on the first page;

  • “If you are a nominee”;

  • All representations and warranties under the “Effect of completing and submitting this Application Form” section, except the first one regarding registration of Public Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Public Offer Shares;

  • “If your application for Public Offer Shares is successful (in whole or in part)”; and

  • “Refund of your money”.

The following sections in the section headed “How to apply for the Public Offer Shares and the Employee Reserved Shares” in the Prospectus are inapplicable where this form is signed by HKSCC Nominees:

  • “8. How many applications you may make”; and

  • “12. Circumstances in which you will not be allotted Offer Shares”.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

==> picture [41 x 60] intentionally omitted <==

Icicle Group Holdings Limited 冰雪集團控股有限公司 (於開曼群島註冊成立的有限公司)

股份發售

  • 同意 遵守公司條例、公司(清盤及雜項條文)條例及組織章 程細則;

  • 確認 閣下已細閱招股章程及本申請表格所載的條款及條 件以及申請程序,並同意受其約束;

  • 確認 閣下已接獲及細閱招股章程,提出申請時也僅依據 招股章程載列的資料及陳述,而除招股章程任何補充文件 所載者外,不會依賴任何其他資料或陳述;

申請條件

甲、 可提出申請的人士

  1. 閣下及 閣下為其利益提出申請的人士必須年滿 18 歲並有 香港地址。

  2. 如 閣下為商號,申請須以個別成員名義提出。

  3. 聯名申請人不得超過四名。

  4. 如 閣下為法人團體,申請須經獲正式授權人員簽署,並 註明其所屬代表身份及蓋上印有公司名稱的公司印鑑。

  5. 註明其所屬代表身份及蓋上印有公司名稱的公司印鑑。 • 確認 閣下知悉招股章程內有關股份發售的限制; 閣下必須身處美國境外,並非美籍人士(定義見美國證券法 • 同意 本公司、獨家保薦人、獨家賬簿管理人、聯席牽頭經 S 規例),亦非中國法人或自然人(合資格境內機構投資者 辦人、包銷商、彼等各自的董事、高級職員、僱員、合夥 除外)。 人、代理、顧問及參與股份發售的任何其他人士現時及日 除創業板上市規則批准外,下列人士概不得申請認購任何 後均毋須對並非載於招股章程(及其任何補充文件)的任何 公開發售股份: 資料及陳述負責; • 本公司及╱或其任何附屬公司股份的現有實益擁有人; • 承諾及確認 閣下或 閣下為其利益提出申請的人士並無 • 本公司及╱或其任何附屬公司的董事或主要行政人員; 申請或接納或表示有意認購(亦不會申請或接納或表示有意 • 本公司或其任何附屬公司的關連人士(定義見創業板上 認購)配售下的任何發售股份,也沒有參與配售,合資格僱 市規則)或緊隨股份發售完成後將成為本公司或其任何 員則除外,其除申請公開發售股份,亦可申請僱員預留股 附屬公司的關連人士的人士; 份;

  6. • 上述任何人士的聯繫人士(定義見創業板上市規則);或 • 同意 在本公司、香港股份過戶登記處、收款銀行、獨家保 • 已獲分配或已申請或已表示有意認購配售下的任何配售 薦人、獨家賬簿管理人、聯席牽頭經辦人、包銷商及╱或 股份或以任何方式參與配售的人士; 彼等各自的顧問及代理提出要求時,向彼等披露其所要求

  7. 合資格僱員則除外,其除申請公開發售股份,亦可申請僱 提供有關 閣下及 閣下為其利益提出申請的人士的任何 員預留股份。 個人資料; • 如香港境外任何地方的法例適用於 閣下的申請,則 同意

  8. 閣下為代名人 及保證 閣下已遵守所有有關法例,且本公司、獨家保薦

  9. 閣下作為代名人可提出超過一次公開發售股份申請,方法是: 人、獨家賬簿管理人、聯席牽頭經辦人及包銷商和彼等各 透過中央結算及交收系統(「中央結算系統」)向香港結算發 自任何高級職員或顧問概不會因接納 閣下的購買要約,

  10. 出電子認購指示(如 閣下為中央結算系統參與者);或 (ii) 使 或 閣下根據招股章程及本申請表格所載的條款及條件應 或 黃色 申請表格,以自身名義代表不同的實益擁有人提 有的權利及責任所引致的任何行動,而違反香港境外的任 何法例;

  11. 閣下必須身處美國境外,並非美籍人士(定義見美國證券法 S 規例),亦非中國法人或自然人(合資格境內機構投資者 除外)。

  12. 除創業板上市規則批准外,下列人士概不得申請認購任何 公開發售股份:

乙、如 閣下為代名人

閣下作為代名人可提出超過一次公開發售股份申請,方法是: (i) 透過中央結算及交收系統(「中央結算系統」)向香港結算發 出電子認購指示(如 閣下為中央結算系統參與者);或 (ii) 使 用 白色黃色 申請表格,以自身名義代表不同的實益擁有人提 交超過一份申請。

  • 同意 閣下的申請一經接納,即不得因無意的失實陳述而 撤銷;

丙、填交本申請表格的效用

  • 同意 閣下的申請受香港法例管轄;

閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 人,即各人共同及個別)代表 閣下本身,或作為 閣下代其 行事的每位人士的代理或代名人:

  • 聲明、保證及承諾 :(i) 閣下明白公開發售股份不曾亦不會 根據美國證券法登記;及 (ii) 閣下及 閣下為其利益申請公 開發售股份的人士均身處美國境外(定義見美國證券法 S 規 例),或屬美國證券法 S 規例第 902 條第 (h)(3) 段所述的人 士;

  • 承諾 簽立所有相關文件,並指示及授權本公司及╱或獨家 賬簿管理人(或其代理或代名人)作為本公司之代理,代 表 閣下簽立所有相關文件,並按照組織章程細則的規定 代表 閣下辦 理一切必要事宜以將 閣下獲分配的任何公 開發售股份以 閣下名義登記;

  • 保證 閣下提供的資料真實及準確;

  • 同意 接納所申請數目或根據申請分配予 閣下但數目較少 的公開發售股份;

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

  • 授權 本公司將 閣下的姓名╱名稱列入本公司股東名冊, 作為 閣下獲分配的任何公開發售股份的持有人,並授 權本公司及╱或其代理以普通郵遞方式按申請所示地址 向 閣下或聯名申請的排名首位申請人寄發任何股票及╱ 或退款支票,郵誤風險由 閣下承擔,惟 閣下已選擇親 身領取股票及╱或退款支票則除外;

如 閣下成功申請認購公開發售股份(全部或部分)

如 閣下申請認購 1,000,000 股或以上公開發售股份或僱員預 留股份, 閣下可於二零一七年十二月七日(星期四)或本公司 公佈的其他日期由上午九時正至下午一時正,親臨香港股份過 戶登記處卓佳證券登記有限公司(地址為香港皇后大道東 183 號合和中心22樓)領取股票。

聲明及表示 此乃 閣下為本身或 閣下為其利益提出申請 如 閣下為個人申請人並合資格親身領取, 閣下不得授權 任何其他人士代領。如 閣下為公司申請人並合資格派人領 的人士所提出及擬提出的唯一申請(合資格僱員除外,其除 取, 閣下的授權代表須攜同蓋上公司印鑑的授權書領取。個 申請公開發售股份亦可使用 粉紅色 申請表格額外申請僱員 人申請人及授權代表領取股票時均須出示卓佳證券登記有限公 預留股份); 司可接納的身份證明文件。 • 明白 本公司、獨家保薦人、獨家賬簿管理人、聯席牽頭經 如 閣下並無在指定領取時間內親身領取股票,有關股票將 辦人、包銷商、彼等各自的董事、高級職員、代表或參與 會立刻以普通郵遞方式寄往本申請表格所示地址,郵誤風險 股份發售的任何其他人士將依據 閣下的聲明及陳述而決 由 閣下承擔。 定是否向 閣下配發任何公開發售股份, 閣下如作出虛假 如 閣下申請認購 1,000,000 股以下公開發售股份及╱或僱員 聲明,可能會被檢控; 預留股份, 閣下的退款支票及╱或股票將於二零一七年十 • (如本申請為 閣下本身的利益提出) 保證 閣下或作 二月七日(星期四)以普通郵遞方式寄往相關申請表格所示地 為 閣下代理的任何人士或任何其他人士不曾亦不會 址,郵誤風險由 閣下承擔。

  • (如本申請為 閣下本身的利益提出) 保證 閣下或作 為 閣下代理的任何人士或任何其他人士不曾亦不會 為 閣下的利益以 白色黃色 申請表格或透過向香港結算 或 網上白表 服務供應商發出 電子認購指示 而提出其他申請

  • (合資格僱員除外,其除申請公開發售股份亦可使用 粉紅色 申請表格額外申請僱員預留股份);及

  • 退回款項

  • (合資格僱員除外,其除申請公開發售股份亦可使用 粉紅色 若 閣下未獲分配任何公開發售股份或申請僅部分獲接納,本

  • 申請表格額外申請僱員預留股份);及 公司將不計利息退回 閣下的申請股款(包括相關的 1% 經紀

  • • (如 閣下作為代理為另一人士的利益提出申請) 保證 佣金、0.0027% 證監會交易徵費及 0.005% 聯交所交易費)。如

  • (i) 閣下(作為代理或為該人士利益)或該人士或任何其他 發售價低於最高發售價,本公司將不計利息退回多收申請股款

  • 作為該人士代理的人士不曾亦不會以 白色黃色 申請表格 (包括相關的 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005%

  • 或向香港結算發出 電子認購指示 而提出其他申請(合資格僱 聯交所交易費)。有關退款程序載於招股章程「如何申請公開

  • 員除外,其除申請公開發售股份亦可使用 粉紅色 申請表格 發售股份及僱員預留股份 — 14. 寄發╱領取股票及退回股款」 額外申請僱員預留股份);及 (ii) 閣下獲正式授權作為該 一節。 。

  • 人士的代理代為簽署申請表格或發出 電子認購指示

丁、授權書

如 閣下透過授權代理人提出申請,本公司、獨家保薦人及獨 家賬簿管理人可按其認為合適的任何條件(包括出示代理人獲 授權證明)酌情接納或拒絕 閣下的申請。

釐定發售價及公開發售股份及僱員預留股份的分配

預期發售價於二零一七年十二月一日(星期五)或前後釐定。 申請人須繳付每股公開發售股份0.60 港元的最高發售價,另加 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交所交易 費。倘若本公司與聯席牽頭經辦人(為其本身及代表包銷商) 並未於二零一七年十二月一日(星期五)(或本公司與聯席牽頭 經辦人(為其本身及代表包銷商)可能協定的較後日期)或之前 協定發售價,股份發售將不會進行。截止登記認購申請前,概 不處理公開發售股份的申請或配發任何公開發售股份。

本公司預期於二零一七年十二月七日(星期四)在聯交所網站 (www.hkexnews.hk) 及本公司網站 ( www.iciclegroup.com ) 公佈 最終發售價、配售踴躍程度、公開發售及僱員優先發售的認購 水平及公開發售股份及僱員預留股份的分配基準。公開發售及 僱員優先發售的分配結果以及獲接納申請人的香港身份證╱護 照╱香港商業登記號碼(如適用)亦同於上述網站公佈。

香港中央結算(代理人)有限公司(「香港結算代理人」)提出的 申請 如本申請表格由香港結算代理人代表發出電子認購指示申請公 開發售股份的人士簽署,本申請表格與招股章程不符的條文將 不適用,且以招股章程所述者為準。在不限制此段一般應用的 前提下,本申請表格的以下部分在香港結算代理人作簽署人的 情況下並不適用:

  • 第一頁的「申請人聲明」;

  • 第一頁的「警告」;

  • 「如 閣下為代名人」;

  • 「填交本申請表格的效用」一節的所有陳述及保證,惟首項 有關以申請人名義登記公開發售股份及簽署使申請人登記 成為公開發售股份持有人的文件除外;

  • 「如 閣下成功申請認購公開發售股份(全部或部分)」;及

  • 「退回款項」。

招股章程「如何申請認購公開發售股份及僱員預留股份」一節 的以下分節在香港結算代理人作簽署人的情況下並不適用:

  • 「8.閣下可提交的申請數目」;及

  • 「12.閣下不獲配發發售股份的情況」。

Please use this form if you want the Public Offer Shares to be issued in your name

Personal Data

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and the Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).

1. Reasons for the collection of your personal data

It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar.

Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or the Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied for and/or the despatch of share certificate(s) and/or refund cheque(s) and/or e-Auto Refund payment instruction(s) to which you are entitled.

It is important that securities holders inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.

obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

3. Transfer of personal data

Personal data held by the Company and the Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and the Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to any of the following:

  • the Company’s appointed agents such as financial advisers, receiving bank and overseas principal share registrar;

  • where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;

  • any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation;

  • the Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and

  • any persons or institutions with which the securities’ holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers, etc.

2. Purposes

The personal data of the securities holders may be held and processed for the following purposes:

  • processing your application and refund cheque and e-Auto Refund payment instruction(s), where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;

  • compliance with applicable laws and regulations in Hong Kong and elsewhere;

  • registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;

  • maintaining or updating the register of securities’ holders of the Company;

  • verifying securities holders’ identities;

  • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues and bonus issues;

  • distributing communications from the Company and its subsidiaries;

  • compiling statistical information and shareholder profiles;

  • disclosing relevant information to facilitate claims on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their

4. Retention of personal data

The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purpose for which the personal data was collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

5. Access to and correction of personal data

Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the section headed “Corporate Information” in the Prospectus or as notified from time to time, for the attention of the company secretary, or the Hong Kong Share Registrar for the attention of the privacy compliance officer.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

人及╱或監管機構承擔的責任及╱或證券持有人 不時同意的任何其他用途。

個人資料

個人資料收集聲明

此項個人資料收集聲明是向公開發售股份的申請人 和持有人說明有關本公司及香港股份過戶登記處有 關個人資料和香港法例第486章《個人資料(私隱)條 例》(「《 條例 》」)方面的政策和措施。

3. 轉交個人資料

本公司及香港股份過戶登記處所持有關證券持有人 的個人資料將會保密,但本公司及香港股份過戶登 記處可以在為作上述任何用途之必要情況下,向下 列任何人士披露、獲取或轉交(無論在香港境內或 境外)有關個人資料:

1. 收集 閣下個人資料的原因

證券申請人及登記持有人以本身名義申請證券或轉 讓或受讓證券時或尋求香港股份過戶登記處的服務 時,必須向本公司或其代理人及香港股份過戶登記 處提供準確個人資料。

  • 本公司委任的代理人,例如財務顧問、收款銀行 和主要海外股份過戶登記處;

  • (如證券申請人要求將證券存入中央結算系統)香 港結算或香港結算代理人,其將會就中央結算系 統的運作使用有關個人資料;

未能提供所要求的資料可能導致 閣下申請證券被 拒或延遲,或本公司或香港股份過戶登記處無法進 行過戶或另行提供服務。此舉也可能妨礙或延遲登 記或轉讓 閣下成功申請的公開發售股份及╱或寄 發 閣下應得的股票及╱或退款支票及╱或電子自 動退款指示。

  • 向本公司或香港股份過戶登記處提供與其各自業 務營運有關的行政、電訊、電腦、付款或其他服 務的任何代理人、承包商或第三方服務供應商;

  • 發 閣下應得的股票及╱或退款支票及╱或電子自 • 聯交所、證監會及任何其他法定監管機關或政府 動退款指示。 部門或遵照其他法例、規則或法規的規定;及 • 證券持有人與其進行或擬進行交易的任何人士或

  • 證券持有人所提供的個人資料如有任何錯誤,須立 機構,例如彼等的銀行、律師、會計師或股票經 即通知本公司及香港股份過戶登記處。 紀等。

2. 用途

  • 證券持有人的個人資料可作以下用途持有及處理: • 處理 閣下的申請及退款支票及電子自動退款指 示(如適用)、核實是否符合本申請表格及招股章 程載列的條款和申請程序以及公佈公開發售股份 的分配結果;

  • 遵守香港及其他地區的適用法律及法規;

  • 以證券持有人(包括香港結算代理人(如適用))的 名義登記新發行證券或轉讓或受讓證券;

  • 存置或更新本公司證券持有人的名冊;

  • 核實證券持有人的身份;

  • 確定本公司證券持有人的受益權利,例如股息、 供股和紅股等;

  • 分發本公司及其附屬公司的通訊;

4. 個人資料的保留

本公司及其香港股份過戶登記處將按收集個人資料 所需的用途保留證券申請人及持有人的個人資料。 無需保留的個人資料將會根據條例銷毀或處理。

5. 查閱和更正個人資料

證券持有人有權確定本公司或香港股份過戶登記處 是否持有其個人資料,並有權索取有關該資料的副 本並更正任何不準確資料。本公司和香港股份過戶 登記處有權就處理該等要求收取合理費用。所有查 閱資料或更正資料的要求應按招股章程「公司資料」 一節所披露或不時通知的本公司註冊地址向公司秘 書或香港股份過戶登記處屬下的個人資料私隱事務 主任提出。

  • 編製統計數據和股東資料;

  • 披露有關資料以便就權益索償;及

  • 與上述有關的任何其他附帶或相關用途及╱或使 本公司及香港股份過戶登記處能履行對證券持有

閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。