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SV Vision Limited Share Issue/Capital Change 2017

Nov 27, 2017

51442_rns_2017-11-26_3182beac-bf10-481c-8350-f65208fcc06c.pdf

Share Issue/Capital Change

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Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

This Application Form uses the same terms as defined in the prospectus of Icicle Group Holdings Limited (the “ Company ”) dated 27 November, 2017 (the “ Prospectus ”).

本申請表格使用冰雪集團控股有限公司(「 本公司 」)於二零一七年十一月二十七日刊發的招股章程(「 招股章程 」)所界定的相同詞語。 Staple your Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States without registration or an exemption payment here from registration under the Securities Act of the US. This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in 請將股款 whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 緊釘在此 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若無根據美國證券法登記或豁免 登記,公開發售股份不得在美國提呈發售或出售。在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不 得發送或派發或複製(不論方式,也不論全部或部分)本申請表格及招股章程。

Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies in Hong Kong” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents.

招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長之文件」一段所述其他文件已遵照香港法例第 32 章《公司 (清盤及雜項條文)條例》第 342C 條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交 所 」)、香港中央結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不 負責。

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Icicle Group Holdings Limited 冰雪集團控股有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 8429 股份代號 : 8429 Maximum Offer Price : HK$0.60 per Public Offer Share, plus brokerage fee of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%(payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股公開發售股份 0.60 港元 (另加 1% 經紀佣金、0.0027% 證監會交易徵費 及 0.005%聯交所交易費)(須於申請時以港元繳 足,並可予退還)

You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程載有關於申請程序的其他資料,本申請表格應與招股章程一併閱讀。

Application Form 申請表格

To: Icicle Group Holdings Limited Success New Spring Capital Limited The Sole Bookrunner The Public Offer Underwriters

Applicants’ declaration

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullet points of “Effect of completing and submitting this Application Form” section of this Application Form.

致:冰雪集團控股有限公司 實德新源資本有限公司 獨家賬簿管理人 公開發售包銷商

申請人聲明 本人╱吾等同意本申請表格及招股章程的條款及條件以 及申請程序。請參閱本申請表格「填交本申請表格的效 用」一節。

一 警告:任何人士只限作出 次為其利益而進行的認購申 。 請 請參閱本申請表格「填交本申請表格的效用」一節最 後四點。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 ............................................................................................................ 日期: ..................../ .............../ ............... D日日 M月月 Y年年 Number of Public Offer Shares applied for (not more than 10,800,000 Shares) 申請公開發售股份數目(不超過10,800,000股股份)申請公開發售股份數目(不超過10,800,000股股份)10,800,000股股份)股股份) Cheque/banker’s cashier order number 支票╱銀行本票號碼 Total amount 總額 Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字

............................................................................................................

Date: 日期: ..................../ .............../ ...............

D日日 M月月 Y年年 Number of Public Offer Shares applied for (not more than 10,800,000 Shares) 申請公開發售股份數目(不超過10,800,000股股份)申請公開發售股份數目(不超過10,800,000股股份)10,800,000股股份)股股份)

Total amount 總額

Name in English 英文姓名╱名稱

Family name or company name 姓氏或公司名稱

Name in Chinese 中文姓名╱名稱

Family name or company name 姓氏或公司名稱 Forename(s) 名字

Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱(如有) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 (1) 碼╱香港商業登記號碼(請刪除不適用者) (2) (1) (2) (3)

Occupation in English 職業(以英文填寫)

Names of all other joint applicants in English (if any) 所有其他聯名申請人的英文姓名╱名稱(如有)

(1) (2) (3)

Hong Kong address in English and telephone number (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)

Telephone No. 電話號碼

For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交: 代名人若不填寫本節,是項認購申請將視作為 閣下利益提 出。請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。

THIS BOX MUST BE DULY COMPLETED 必須填妥此欄

Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶口持有人或指定中央結 算系統參與者的參與者編號

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters ( 請用 正楷 填寫 姓名╱名稱 及香港 地址 )

For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或公司中央結算系統投資者戶口持有人,請加蓋顯示公司 名稱的公司印鑑

For Internal use 此欄供內部使用

(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第2段)

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  • *(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, “ ”

  • please see paragraph 2 under the section How to make your application .

  • 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士)或香 港商業登記號碼(如屬法人團體),請參閱「申請手續」一節第 2 段。

  • (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個別 人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號碼,否 則請填寫護照號碼);如屬法人團體,請填寫 閣下的香港商業登記號碼。

  • (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque.

退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號 碼的一部分。有關資料將用於核實申請表格是否有效,亦會轉交第三方作資料核實和退款用途。銀 行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。

  • (4) If an application is made by an unlisted company and:

  • the principal business of that company is dealing in securities; and

  • you exercise statutory control over that company,

  • then the application will be treated as being made for your benefit. 倘若申請由一間非上市公司提出,而:

  • 該公司主要從事證券買賣業務;及

  • • 閣下對該公司可行使法定控制權,

是項申請將視作為 閣下的利益提出。

  • (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法人團 體)其香港商業登記號碼。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
Number of
Public Offer Shares
Applied for
Amount Payable
on application
HK$
Number of
Public Offer Shares
Applied for
Amount Payable
on application
HK$
Number of
Public Offer Shares
Applied for
Amount Payable
on application
HK$
5,000
3,030.23
10,000
6,060.46
15,000
9,090.69
20,000
12,120.92
25,000
15,151.16
30,000
18,181.39
35,000
21,211.62
40,000
24,241.85
45,000
27,272.08
50,000
30,302.31
60,000
36,362.77
70,000
42,423.23
80,000
48,483.70
90,000
54,544.16
100,000
60,604.62
200,000
121,209.24
300,000
181,813.86
400,000
242,418.48
500,000
303,023.10
600,000
363,627.72
700,000
424,232.34
800,000
484,836.96
900,000
545,441.58
1,000,000
606,046.20
2,000,000
1,212,092.40
3,000,000
1,818,138.60
4,000,000
2,424,184.80
5,000,000
3,030,231.00
6,000,000
3,636,277.20
7,000,000
4,242,323.40

8,000,000
4,848,369.60
9,000,000
5,454,415.80
10,000,000
6,060,462.00
10,800,000
6,545,298.96
Maximum number of Public Offer
Shares you may apply for.
  1. You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):

  2. the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.

  3. If you are applying as an individual CCASS Investor Participant:

  4. the form must contain your NAME and Hong Kong Identity Card number;

  5. your participant I.D. must be inserted in the appropriate box.

  6. If you are applying as a joint individual CCASS Investor Participant:

  7. the form must contain all joint investor participants’ NAMES and the Hong Kong Identity Card number of all joint investor participants;

  8. your participant I.D. must be inserted in the appropriate box.

  9. If you are applying as a corporate CCASS Investor Participant:

  10. the form must contain your company NAME and Hong Kong Business Registration number;

  11. your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

  12. Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  1. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must: Banker’s cashier order must:

  • be in Hong Kong dollars;

  • not be post-dated;

  • be made payable to “Ting Hong Nominees Limited — Icicle Public Offer”;

  • • be crossed “Account Payee Only”;

  • be drawn on your Hong Kong dollar bank account • be issued by a licensed bank in Hong Kong, and in Hong Kong; and have your name certified on the back by a person

  • • show your account name, which must either be preauthorised by the bank. The name on the banker’s printed on the cheque, or be endorsed on the back cashier order must correspond with your name. If it by a person authorised by the bank. This account is a joint application, the name on the back of the name must correspond with your name. If it is a banker’s cashier order must be the same as the firstjoint application, the account name must be the named applicant’s name. same as the first-named applicant’s name.

  • Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:

DBS Bank (Hong Kong) Limited

District Branch Name Address Hong Kong Island United Centre Branch Shops 1015–1018, 1/F & Shops 2032–2034, 2/F, United Centre, 95 Queensway, Admiralty, Hong Kong

Aberdeen Branch

Kowloon Amoy Plaza Branch Mei Foo Branch Yaumatei Branch New Territories Ma On Shan Branch

Shops A & B, G/F, Units A & B, 1/F, On Tai Building, 1–3 Wu Nam Street, Aberdeen, Hong Kong

Shops G193–195, Amoy Plaza, 77 Ngau Tau Kok Road, Ngau Tau Kok, Kowloon, Hong Kong

Shops N26A & N26B, Stage V, Mei Foo Sun Chuen, 10 & 12 Nassau Street, Kowloon, Hong Kong

G/F & 1/F, 131–137 Woo Sung Street, Yau Ma Tei, Kowloon, Hong Kong

Shop 205–206, Level 2, Ma On Shan Plaza, Ma On Shan, New Territories, Hong Kong

  1. Your Application Form can be lodged at these times:

Monday, 27 November 2017 — 9:00 a.m. to 5:00 p.m. Tuesday, 28 November 2017 — 9:00 a.m. to 5:00 p.m. — Wednesday, 29 November 2017 9:00 a.m. to 5:00 p.m. Thursday, 30 November 2017 — 9:00 a.m. to 12:00 noon

  1. The latest time for lodging your application is 12:00 noon on Thursday, 30 November, 2017. The application lists will open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to apply for the Public Offer Shares and the Employee Reserved Shares — 10. Effect of bad weather on the opening of the application lists” in the Prospectus.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

申請手續

  1. 使用下表計算 閣下須付的款項。 閣下申請認購的股數須至少為 5,000 股公開發售股份,並為下表所 列的其中一個數目,否則恕不受理。
可供申請認購股份數目及應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
5,000
3,030.23
10,000
6,060.46
15,000
9,090.69
20,000
12,120.92
25,000
15,151.16
30,000
18,181.39
35,000
21,211.62
40,000
24,241.85
45,000
27,272.08
50,000
30,302.31
60,000
36,362.77
70,000
42,423.23
80,000
48,483.70
90,000
54,544.16
100,000
60,604.62
200,000
121,209.24
300,000
181,813.86
400,000
242,418.48
500,000
303,023.10
600,000
363,627.72
700,000
424,232.34
800,000
484,836.96
900,000
545,441.58
1,000,000
606,046.20
2,000,000
1,212,092.40
3,000,000
1,818,138.60
4,000,000
2,424,184.80
5,000,000
3,030,231.00
6,000,000
3,636,277.20
7,000,000
4,242,323.40

8,000,000
4,848,369.60
9,000,000
5,454,415.80
10,000,000
6,060,462.00
10,800,000
6,545,298.96
閣下可申請認購的公開發售股份最
高數目。
  1. 閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格第二頁簽署,只接納親筆簽名 (不得以個人印章代替)。

  2. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:

  3. 該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填寫參與 者編號。

  4. 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:

  5. 表格須載有 閣下的 姓名 和香港身份證號碼;

  6. 須在適當方格內填寫 閣下的參與者編號。

  7. 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:

  8. 表格須載有所有聯名投資者戶口持有人的 姓名 和香港身份證號碼;

  9. 須在適當方格內填寫 閣下的參與者編號。

  10. 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:

  11. 表格須載有 閣下的公司 名稱 和香港商業登記號碼;

  12. • 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。

  13. 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)如有不確或遺漏或其他 類似事項,均可能導致申請無效。

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  1. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開出 銀行本票。支票或銀行本票必須符合以下所有規定,否則 閣下的認購申請將不獲接納:

支票必須: 銀行本票必須:

  • 為港元;

  • 不得為期票;

  • 註明抬頭人為「鼎康代理人有限公司—冰雪公開發售」;

  • 劃線註明「只准入抬頭人賬戶」;

  • 從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授權的

  • • 顯示 閣下的賬戶名稱,而該賬戶名稱必須已 人士在銀行本票背面簽署核證 閣下姓名╱ 預印在支票上,或由有關銀行授權的人士在支 名稱。銀行本票所示姓名╱名稱須與 閣下姓 票背書。賬戶名稱必須與 閣下姓名╱名稱相 名╱名稱相同。如屬聯名申請,銀行本票背面 同。如屬聯名申請,賬戶名稱必須與排名首位 所示姓名╱名稱必須與排名首位申請人的姓 申請人的姓名╱名稱相同。 名╱名稱相同。

  • 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入下列任何一家 分行特設的收集箱:

星展銀行(香港)有限公司

地區 分行名稱 地址 香港島 統一中心分行 香港金鐘金鐘道 95 號統一中心 1 樓 1015–1018號舖及 2 樓 2032–2034 號舖 香港仔分行 香港香港仔湖南街 1–3 號地下安泰大廈A–B號舖及 1 樓 A–B 室

九龍 淘大商場分行 香港九龍牛頭角牛頭角道77 號淘大商場G193–195 號舖 美孚新邨分行 香港九龍美孚新邨第五期蘭秀道10–12 號N26A–N26B舖 油麻地分行 香港九龍油麻地吳松街 131–137號地下及 1 樓 新界 馬鞍山分行 香港新界馬鞍山馬鞍山廣場 2 樓 205–206號舖 5. 閣下可於下列時間遞交申請表格:

二零一七年十一月二十七日(星期一)— 上午九時正至下午五時正 二零一七年十一月二十八日(星期二)— 上午九時正至下午五時正 二零一七年十一月二十九日(星期三)— 上午九時正至下午五時正 二零一七年十一月三十日(星期四)— 上午九時正至中午十二時正 6. 截止遞交申請的時間為二零一七年十一月三十日(星期四)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見 — 招股章程「如何申請公開發售股份及僱員預留股份 10. 惡劣天氣對開始辦理申請登記的影響」一節)。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

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Icicle Group Holdings Limited 冰雪集團控股有限公司

(Incorporated in the Cayman Islands with limited liability)

SHARE OFFER

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

Conditions of your application

A. Who can apply

  1. You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.

    • confirm that you are aware of the restrictions on the Share Offer in the prospectus;
  2. If you are a firm, the application must be in the individual members’ names.

  3. agree that none of the Company, the Sole Sponsor, the Sole Bookrunner, the Joint Lead Managers, the Underwriters, their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Share Offer is or will be liable for any information and representations not in the Prospectus (and any supplement to it);

  4. The number of joint applicants may not exceed four.

  5. If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop (bearing the company name).

    • undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares under the Placing nor participated in the Placing, except for Eligible Employees who may apply for the Employee Reserved Shares apart from application for the Public Offer Shares;

    • agree to disclose to the Company, the Hong Kong Share Registrar, the receiving bank, the Sole Sponsor, the Sole Bookrunner, the Joint Lead Managers, the Underwriters and/or their respective advisers and agents any personal data which they may require about you and the person(s) for whose benefit you have made the

  6. You must be outside the United States, not be a United States Person (as defined in Regulation Sunder the Securities Act of the United States) and not be a legal or natural person of the PRC (except qualified domestic institutional investor).

  7. Unless permitted by the GEM Listing Rules, you cannot apply for any Public Offer Shares if you are:

  8. an existing beneficial owner of shares in the Company and/or • any of its subsidiaries;

  9. a Director or chief executive of the Company and/or any of its subsidiaries;

  10. a connected person (as defined in the GEM Listing Rules) of about you and the person(s) for whose benefit you have made the the Company or any of its subsidiaries or a person who will application; become a connected person of the Company or any of its • if the laws of any place outside Hong Kong apply to your subsidiaries immediately upon completion of the Share Offer; application, agree and warrant that you have complied with all

  11. • an associate (as defined in the GEM Listing Rules) of any of such laws and none of the Company, the Sole Sponsor, the Sole the above; or Bookrunner, the Joint Lead Managers, and the Underwriters nor

  12. • have been allocated or have applied for or have indicated an any of their respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to

  13. interest in any Placing Shares under the Placing or otherwise purchase, or any action arising from your rights and obligations

  14. participate in the Placing; under the terms and conditions contained in the Prospectus and this

  15. except for Eligible Employees who may apply for the Employee Reserved Shares apart from application for the Public Offer Shares.

  16. Application Form;

  17. agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;

B. If you are a nominee You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic application instructions to HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.

  • agree that your application will be governed by the laws of Hong Kong;

  • represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the Securities Act of the United States; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S under the Securities Act of the United States) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S under the Securities Act of the United States;

C. Effect of completing and submitting this Application Form

By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:

  • warrant that the information you have provided is true and accurate;

  • agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;

  • undertake to execute all relevant documents and instruct and authorise the Company and/or the Sole Bookrunner (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;

  • authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/ or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first- named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect refund cheque(s) in person;

  • agree to comply with the Companies Ordinance, Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;

  • agree that the Shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS participant;

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  • agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted Shares issued in the name of HKSCC Nominees or not to accept such allotted Shares for deposit into CCASS; (2) to cause such allotted Shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted Shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the certificates for such allotted Shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;

the Joint Lead Managers (for themselves and on behalf of the Underwriters) on or before Friday, 1 December, 2017 or such other day as the Company and the Joint Lead Managers (for themselves and on behalf of the Underwriters), the Share Offer will not proceed. Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close. The Company expects to announce the final Offer Price, the indication of the level of interest in the Placing, the level of applications under the Public Offer and the Employee Preferential Offering and the basis of allocation of the Public Offer Shares and the Employee Reserved Shares on Thursday, 7 December, 2017 on the website of the Stock Exchange at www.hkexnews.hk and the Company’s website at www.iciclegroup.com . Results of allocations in the Public Offer and the Employee Preferential Offering, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.

  • agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted Shares issued in the name of HKSCC Nominees;

  • agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this application form;

  • agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way;

If your application for Public Offer Shares is successful (in whole or in part) If your application is wholly or partially successful, your share certificate(s) (subject to their becoming valid certificates of title provided that the Public Offer has become unconditional and not having been terminated at 8:00 a.m. on Friday, 8 December, 2017) will be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant as instructed by you in your Application Form on Thursday, 7 December, 2017 or, in the event of a contingency, on any other date as shall be determined by HKSCC or HKSCC Nominees.

  • declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the applicable PINK Application Forms apart from application for the Public Offer Shares);

  • understand that the Company, the Sole Sponsor, the Sole or the stock account of your designated CCASS Participant as Bookrunner, the Joint Lead Managers and the Underwriters, any of instructed by you in your Application Form on Thursday, 7 December, their respective directors, officers or representatives or any other 2017 or, in the event of a contingency, on any other date as shall be person or party involved in the Share Offer will rely on your determined by HKSCC or HKSCC Nominees. declarations and representations in deciding whether or not to make • If you are applying through a designated CCASS Participant (other any allotment of any of the Public Offer Shares to you and that you than a CCASS Investor Participant): For Public Offer Shares may be prosecuted for making a false declaration; credited to the stock account of your designated CCASS Participant

  • • (if the application is made for your own benefit) warrant that no (other than a CCASS Investor Participant), you can check the other application has been or will be made for your benefit on a number of Public Offer Shares allotted to you with that CCASS WHITE or YELLOW Application Form or by giving electronic Participant.

  • (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO WhiteForm Service Provider by you or by anyone as your agent or by any other person (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the applicable PINK Application Forms apart from application for the Public Offer Shares); and

  • If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Public Offer on the website of the Stock Exchange at www.hkexnews.hk and the Company’s website at www.iciclegroup.com on Thursday, 7 December, 2017. You should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Thursday, 7 December 2017 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Public Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Public Offer Shares credited to your stock account.

  • (if you are making the application as an agent for the benefit of an other person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the applicable PINK Application Forms apart from application for the Public Offer Shares); and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.

No receipt will be issued for application money paid. The Company will not issue temporary documents of title.

D. Power of attorney

If your application is made through an authorised attorney, the Company, the Sole Sponsor and the Sole Bookrunner may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.

Determination of Offer Price and Allocation of Public Offer Shares and the Employee Reserved Shares

The Offer Price is expected to be fixed on or around Friday, 1 December, 2017. Applicants are required to pay the maximum Offer Price of HK$0.60 for each Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company and

Refund of your money

If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.

The refund procedures are stated in the section headed “How to apply for the Public Offer Shares and the Employee Reserved Shares — 14. Despatch/Collection of share certificates and refund monies” in the Prospectus.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

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Icicle Group Holdings Limited 冰雪集團控股有限公司 (於開曼群島註冊成立的有限公司)

股份發售

  • 確認 閣下已接獲及細閱招股章程,提出申請時也僅依 據招股章程載列的資料及陳述,而除招股章程任何補充 文件所載者外,不會依賴任何其他資料或陳述;

申請條件

甲. 可提出申請的人士

  1. 閣下及 閣下為其利益提出申請的人士必須年滿 18 歲並 有香港地址。

  2. 確認 閣下知悉招股章程內有關股份發售的限制;

  3. 同意 本公司、獨家保薦人、獨家賬簿管理人、聯席牽頭 經辦人、包銷商、彼等各自的董事、高級職員、僱員、 合夥人、代理、顧問及參與股份發售的任何其他人士現 時及日後均毋須對並非載於招股章程(及其任何補充文 件)的任何資料及陳述負責;

  4. 如 閣下為商號,申請須以個別成員名義提出。

  5. 聯名申請人不得超過四名。

  6. 如 閣下為法人團體,申請須經獲正式授權人員簽署, 並註明其所屬代表身份及蓋上印有公司名稱的公司印 鑑。

    • 承諾及確認 閣下或 閣下為其利益提出申請的人士 並無申請或接納或表示有意認購(亦不會申請或接納或 表示有意認購)配售下的任何發售股份,也沒有參與配 售,合資格僱員則除外,其除申請公開發售股份,亦可 申請僱員預留股份;
  7. 閣下必須身處美國境外,並非美籍人士(定義見美國證 券法 S 規例),亦非中國法人或自然人(合資格境內機構 投資者除外)。

  8. 除創業板上市規則批准外,下列人士概不得申請認購任 何公開發售股份:

  9. 同意 在本公司、香港股份過戶登記處、收款銀行、獨家

  10. • 本公司及╱或其任何附屬公司股份的現有實益擁有 保薦人、獨家賬簿管理人、聯席牽頭經辦人、包銷商

  11. 人; 及╱或彼等各自的顧問及代理提出要求時,向彼等披露

  12. • 本公司及╱或其任何附屬公司的董事或主要行政人 其所要求提供有關 閣下及 閣下為其利益提出申請的

  13. 員; 人士的個人資料;

  14. • 本公司或其任何附屬公司關連人士(定義見創業板上 • 若香港境外任何地方的法例適用於 閣下的申請,則 市規則)或緊隨股份發售完成後將成為本公司或其任 意及保證 閣下已遵守所有有關法例,且本公司、獨家

  15. 何附屬公司關連人士的人士; 保薦人、獨家賬簿管理人、聯席牽頭經辦人及包銷商和

  16. • 上述任何人士的聯繫人士(定義見創業板上市規則); 彼等各自任何高級職員或顧問概不會因接納 閣下的購

  17. 或 買要約,或 閣下根據招股章程及本申請表格所載的條

  18. • 已獲分配或已申請或已表示有意認購配售下的任何配 款及條件應有的權利及責任所引致的任何行動,而違反

  19. 售股份或以任何方式參與配售的人士; 香港境外的任何法例;

  20. 已獲分配或已申請或已表示有意認購配售下的任何配 售股份或以任何方式參與配售的人士;

  21. 合資格僱員則除外,其除申請公開發售股份,亦可申請 僱員預留股份。

  22. 同意 閣下的申請一經接納,即不得因無意的失實陳述 而撤銷;

  23. 同意 閣下的申請受香港法例管轄;

乙. 如 閣下為代名人

  • 聲明、保證及承諾 :(i) 閣下明白公開發售股份不曾亦 不會根據美國證券法登記;及 (ii) 閣下及 閣下為其利 益申請公開發售股份的人士均身處美國境外(定義見美 國證券法 S 規例),或屬美國證券法 S 規例第 902 條第 (h) (3) 段所述的人士;

  • 閣下作為代名人可提出超過一次公開發售股份申請,方法 是: (i) 透過中央結算及交收系統(「中央結算系統」)向香 港結算發出電子認購指示(如 閣下為中央結算系統參與 者);或 (ii) 使用 白色黃色 申請表格以自身名義代表不同 的實益擁有人提交超過一份申請。

  • 保證 閣下提供的資料真實及準確;

  • 同意 接納所申請數目或根據申請分配予 閣下但數目較 少的公開發售股份;

丙 . 填交本申請表格的效用

閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 人,即各人共同及個別)代表 閣下本身,或作為 閣下代 其行事的每位人士的代理或代名人:

  • 授權 本公司將香港結算代理人的名稱列入本公司股東名 冊,作為 閣下獲分配的任何公開發售股份的持有人, 並授權本公司及╱或其代理將任何股票存入中央結算系 統及╱或以普通郵遞方式按申請所示地址向 閣下或聯 名申請的排名首位申請人寄發任何退款支票,郵誤風險 由 閣下承擔,惟 閣下已選擇親身領取退款支票則除 外;

  • 承諾 簽立所有相關文件,並指示及授權本公司及╱或獨 家賬簿管理人(或其代理或代名人)作為本公司之代理, 代表 閣下簽立任何文件,並按照組織章程細則的規定 代表 閣下辦理一切必要事宜以將 閣下獲分配的任何 公開發售股份以香港結算代理人的名義登記;

  • 同意 獲配發的股份是以香港結算代理人的名義發行,並 直接存入中央結算系統,以便記存於 閣下的投資者戶 口持有人股份戶口或 閣下的指定中央結算系統參與者 股份戶口;

  • 同意 遵守公司條例、公司(清盤及雜項條文)條例及組織 章程細則;

  • 確認 閣下已細閱招股章程及本申請表格所載的條款及 條件以及申請程序,並同意受其約束;

倘 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有 人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  • 同意 香港結算及香港結算代理人各自保留權利 (1) 不接納 以香港結算代理人名義發行的該等獲配發的任何或部分 股份,或不接納該等獲配發的股份存入中央結算系統; (2) 安排該等獲配發的股份從中央結算系統提取,並轉 入 閣下名下,有關風險及費用概由 閣下自行承擔; 及 (3) 安排該等獲配發的股份以 閣下名義發行(或如屬 聯名申請人,則以排名首位申請人的名義發行),而在 此情況下,會以普通郵遞方式將該等獲配發股份的股票 寄往 閣下在申請表格上所示地址(郵誤風險概由 閣 下自行承擔)或提供該等股票予 閣下領取;

  • 同意 香港結算及香港結算代理人均可調整以香港結算代 理人名義發行的獲配發股份數目;

  • 同意 香港結算及香港結算代理人對招股章程及本申請表 格未有載列的資料及陳述概不負責;

  • 同意 香港結算及香港結算代理人無論如何不須對 閣下 負責;

  • 聲明及表示 此乃 閣下為本身或 閣下為其利益提出 申請的人士所提出及擬提出的唯一申請(合資格僱員除 外,其除申請公開發售股份亦可使用 粉紅色 申請表格額 外申請僱員預留股份);

  • 明白 本公司、獨家保薦人、獨家賬簿管理人、聯席牽頭 經辦人、包銷商、彼等各自的董事、高級職員、代表或 參與股份發售的任何其他人士將依據 閣下的聲明及陳 述而決定是否向 閣下配發任何公開發售股份, 閣下 如作出虛假聲明,可能會被檢控;

  • • (如本申請是為 閣下本身利益提出) 保證 閣下或作 為 閣下代理的任何人士或任何其他人士不曾亦不會 為 閣下利益而以 白色黃色 申請表格或透過向香港結 算或 網上白表 服務供應商發出 電子認購指示 而提出其他 申請(合資格僱員除外,其除申請公開發售股份亦可使 用 粉紅色 申請表格額外申請僱員預留股份);及

  • (如 閣下作為代理為另一人士的利益提出申請) 保證 (i) 閣下(作為代理或為該人士利益)或該人士或任何 其他作為該人士代理的人士不曾亦不會以 白色黃色 申 請表格或向香港結算發出 電子認購指示 而提出其他申請

  • (合資格僱員除外,其除申請公開發售股份亦可使用 粉 紅色 申請表格額外申請僱員預留股份);及 (ii) 閣下獲 正式授權作為該人士的代理代為簽署申請表格或發出

  • 子認購指示

丁. 授權書 如 閣下透過授權代理人提出申請,本公司、獨家保薦人 及獨家賬簿管理人可按其認為合適的任何條件(包括出示代 理人獲授權證明)酌情接納或拒絕 閣下的申請。

釐定發售價及公開發售股份及僱員預留股份的分配

預期發售價於二零一七年十二月一日(星期五)或前後釐 定。申請人須繳付每股公開發售股份 0.60 港元的最高發售 價,另加 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交所交易費。倘若本公司與聯席牽頭經辦人(為其本身及 代表包銷商)並無於二零一七年十二月一日(星期五)(或本 公司與聯席牽頭經辦人(為其本身及代表包銷商)可能協定 的較後日期)或之前協定發售價,股份發售將不會進行。 截止登記認購申請前概不處理公開發售股份的申請或配

發。本公司預期於二零一七年十二月七日(星期四)在聯交所 網站( www.hkexnews.hk )及本公司網站( www.iciclegroup.com ) 公佈最終發售價、配售踴躍程度、公開發售及僱員優先發 售的認購水平及公開發售股份及僱員預留股份的分配基 準。公開發售及僱員優先發售的分配結果以及獲接納申請 人的香港身份證╱護照╱香港商業登記號碼(如適用)亦同 於上述網站公佈。

如 閣下成功申請認購公開發售股份(全部或部分) 如 閣下的申請全部或部分獲接納, 閣下的股票(前提是 到二零一七年十二月八日(星期五)上午八時正公開發售成 為無條件而並無終止,股票成為有效的所有權證明)將以香 港結算代理人名義發出,並按 閣下在申請表格的指示於 二零一七年十二月七日(星期四)或在特別情況下由香港結 算或香港結算代理人決定的任何其他日期直接存入中央結 算系統,記存於 閣下的中央結算系統投資者戶口持有人 股份戶口或 閣下指定的中央結算系統參與者股份戶口。 • 如 閣下透過中央結算系統投資者戶口持有人以外的指 定中央結算系統參與者提出申請:公開發售股份將存入 閣下指定的中央結算系統參與者(非中央結算系統投資 者戶口持有人)股份戶口, 閣下可向該中央結算系統參 與者查詢 閣下獲配發的公開發售股份數目。 • 如 閣下以中央結算系統投資者戶口持有人身份提 出申請:本公司預期於二零一七年十二月七日(星期 四)在聯交所網站 ( www.hkexnews.hk ) 及本公司網站 ( www.iciclegroup.com ) 公佈中央結算系統投資者戶口持 有人的申請結果及公開發售的結果。 閣下應查閱本公 司刊發的公告,如有任何資料不符,請於二零一七年十 二月七日(星期四)下午五時正前或香港結算或香港結算 代理人決定的任何其他日期前知會香港結算。緊隨公開 發售股份存入 閣下的股份戶口後, 閣下即可透過「結 算通」電話系統及中央結算系統互聯網系統(根據香港結 算不時生效的《投資者戶口持有人操作簡介》所載程序) 查詢 閣下的新戶口結餘。香港結算亦將向 閣下提供 一份活動結單,列出存入 閣下股份戶口的公開發售股 份數目。

本公司不會就申請時繳付的款項發出收據,亦不會發出臨 時所有權文件。

退回款項

若 閣下未獲分配任何公開發售股份或申請僅部分獲接 納,本公司將不計利息退回 閣下的申請股款(包括相關的 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交所交 易費)。如發售價低於最高發售價,本公司將不計利息退回 多收申請股款(包括相關的 1% 經紀佣金、0.0027% 證監會 交易徵費及0.005% 聯交所交易費)。

有關退款程序載於招股章程「如何申請公開發售股份及僱員 預留股份—14. 寄發╱領取股票及退回股款」一節。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and the Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).

1. Reasons for the collection of your personal data

It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar.

Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied for and/or the despatch of share certificate(s) and/or refund cheque(s) to which you are entitled.

It is important that securities holders inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.

2. Purposes

The personal data of the securities holders may be held and processed for the following purposes:

  • processing your application and refund cheque and e-Auto Refund payment instruction(s), where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;

  • compliance with applicable laws and regulations in Hong Kong and elsewhere;

  • registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;

  • maintaining or updating the register of securities’ holders of the Company;

  • verifying securities holders’ identities;

  • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues and bonus issues;

  • distributing communications from the Company and its subsidiaries;

3. Transfer of personal data

Personal data held by the Company and the Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and the Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to any of the following:

  • the Company’s appointed agents such as financial advisers, receiving bankers and overseas principal share registrar;

  • where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;

  • any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation;

  • the Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and

  • any persons or institutions with which the securities’ holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.

4. Retention of personal data

The Company and its Hong Kong share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purpose for which the personal data was collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

5. Access to and correction of personal data

Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the section headed “Corporate Information” in the Prospectus or as notified from time to time, for the attention of the company secretary, or the Hong Kong Share Registrar for the attention of the privacy compliance officer.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

  • compiling statistical information and shareholder profiles;

  • disclosing relevant information to facilitate claims on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

個人資料

個人資料收集聲明

此項個人資料收集聲明是向公開發售股份的申請人 和持有人說明有關本公司及香港股份過戶登記處有 關個人資料和香港法例第 486 章《個人資料(私隱) 條例》(「《 條例 》」)方面的政策和措施。

1. 收集 閣下個人資料的原因

3. 轉交個人資料

本公司及香港股份過戶登記處所持有關證券持有人 的個人資料將會保密,但本公司及香港股份過戶登 記處可以在為作上述任何用途之必要情況下,向下 列任何人士披露、獲取或轉交(無論在香港境內或 境外)有關個人資料:

  • 本公司委任的代理人,例如財務顧問、收款銀行 和主要海外股份過戶登記處;

  • (如證券申請人要求將證券存入中央結算系統)香

  • 證券申請人及登記持有人以本身名義申請證券或轉 港結算或香港結算代理人,其將會就中央結算系

  • 讓或受讓證券時或尋求香港股份過戶登記處的服務 統的運作使用有關個人資料;

  • 時,必須向本公司或其代理人及香港股份過戶登記 • 向本公司或香港股份過戶登記處提供與其各自業

  • 處提供準確個人資料。 務營運有關的行政、電訊、電腦、付款或其他服

  • 未能提供所要求的資料可能導致 閣下申請證券被 務的任何代理人、承包商或第三方服務供應商;

  • 拒或延遲,或本公司或香港股份過戶登記處無法進 • 聯交所、證監會及任何其他法定監管機關或政府

  • 行過戶或另行提供服務。此舉也可能妨礙或延遲登 部門或遵照其他法例、規則或法規的規定;及

  • 記或轉讓 閣下成功申請的公開發售股份及╱或寄 • 證券持有人與其進行或擬進行交易的任何人士或

  • 發 閣下應得的股票及╱或退款支票。 機構,例如彼等的銀行、律師、會計師或股票經

  • 證券持有人所提供的個人資料如有任何錯誤,須立 紀等。

  • 即通知本公司及香港股份過戶登記處。 2. 用途 4. 個人資料的保留 證券持有人的個人資料可作以下用途持有及處理: 本公司及其香港股份過戶登記處將按收集個人資料 • 處理 閣下的申請及退款支票及電子自動退款指 所需的用途保留證券申請人及持有人的個人資料。 示(如適用)、核實是否符合本申請表格及招股章 無需保留的個人資料將會根據條例銷毀或處理。 程載列的條款和申請程序以及公佈公開發售股份 的分配結果; 5. 查閱及更正個人資料

  • 遵守香港及其他地區的適用法律及法規;

  • 以證券持有人(包括香港結算代理人(如適用)) 的名義登記新發行證券或轉讓或受讓證券;

  • 存置或更新本公司證券持有人的名冊;

  • 核實證券持有人的身份;

  • 確定本公司證券持有人的受益權利,例如股息、 供股和紅股等;

  • 分發本公司及其附屬公司的通訊;

證券持有人有權確定本公司或香港股份過戶登記處 是否持有其個人資料,並有權索取有關該資料的副 本並更正任何不準確資料。本公司和香港股份過戶 登記處有權就處理該等要求收取合理費用。所有查 閱資料或更正資料的要求應按招股章程「公司資料」 一節所披露或不時通知的本公司註冊地址向公司秘 書或香港股份過戶登記處屬下的個人資料私隱事務 主任提出。

  • 編製統計數據和股東資料;

  • 披露有關資料以便就權益索償;及

  • 與上述有關的任何其他附帶或相關用途及 ╱或 使本公司及香港股份過戶登記處能履行對證券持 有人及 ╱或監管機構承擔的責任及 ╱或證券持 有人不時同意的任何其他用途。

閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。