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SUTRO BIOPHARMA, INC. Director's Dealing 2021

Jan 27, 2021

34319_dirs_2021-01-27_4f80da52-4e70-48b3-ab46-86698e602d40.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SUTRO BIOPHARMA, INC. (STRO)
CIK: 0001382101
Period of Report: 2021-01-26

Reporting Person: Hallam Trevor (Chief Scientific Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-26 Common Stock M 2393 $4.36 Acquired 58510 Direct
2021-01-26 Common Stock S 2228 $25.683 Disposed 56282 Direct
2021-01-26 Common Stock S 165 $26.0979 Disposed 56117 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-26 Employee Stock Option (right to buy) $4.36 M 2393 Disposed 2021-02-08 Common Stock (2393) Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.05 to $25.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.05 to $26.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The option is fully vested and exercisable.