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SUTRO BIOPHARMA, INC. — Director's Dealing 2021
Jan 27, 2021
34319_dirs_2021-01-27_c99c47c3-adf1-46ff-ade9-f1ecd29d5437.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUTRO BIOPHARMA, INC. (STRO)
CIK: 0001382101
Period of Report: 2021-01-26
Reporting Person: Petree Daniel H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-26 | Common Stock | M | 4132 | $4.36 | Acquired | 7988 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-26 | Stock Option (right to buy Common Stock) | $4.36 | M | 4132 | Disposed | 2021-02-08 | Common Stock (4132) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 192 | Indirect |
Footnotes
F1: These securities are held of record by the reporting person and his spouse as trustees of the Daniel H. Petree and Susan M. Toeniskoetter Trust dated July 25, 1997.
F2: The option is fully vested and exercisable.
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