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SUTRO BIOPHARMA, INC. Director's Dealing 2021

Feb 1, 2021

34319_dirs_2021-02-01_bf0267d6-b41c-400e-a3b9-e03ed775df54.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SUTRO BIOPHARMA, INC. (STRO)
CIK: 0001382101
Period of Report: 2021-01-29

Reporting Person: Hallam Trevor (Chief Scientific Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-29 Common Stock M 5250 $0.00 Acquired 61367 Direct
2021-01-29 Common Stock F 2080 $22.15 Disposed 59287 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-29 Restricted Stock Unit (RSU) $ M 5250 Disposed 2024-01-29 Common Stock (5250) Direct

Footnotes

F1: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

F2: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3: The RSUs vest as to 1/4th of the total shares annually beginning on January 29, 2021, subject to continued service through each vesting date.