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SUTRO BIOPHARMA, INC. — Director's Dealing 2021
Mar 8, 2021
34319_dirs_2021-03-08_f94548ea-8b20-4d8e-9ba8-628badfe2bc9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUTRO BIOPHARMA, INC. (STRO)
CIK: 0001382101
Period of Report: 2021-03-05
Reporting Person: Shabbir Anik (Chief Technical Ops. Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-05 | Stock Option (right to buy Common Stock) | $21.11 | A | 50000 | Acquired | 2031-03-04 | Common Stock (50000) | Direct |
| 2021-03-05 | Restricted Stock Unit (RSU) | $ | A | 35000 | Acquired | 2025-03-05 | Common Stock (35000) | Direct |
Footnotes
F1: The option vests as to 2.0833% of the total shares monthly, beginning on April 5, 2021, with 100% of the total shares vested and exercisable on March 5, 2025, subject to the reporting person's provision of service to the issuer on each vesting date.
F2: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.
F3: The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date.
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