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Surrozen, Inc./DE Director's Dealing 2024

Apr 17, 2024

34164_dirs_2024-04-17_67ac1531-8ab8-463a-9dc7-beffe5c30d44.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Surrozen, Inc./DE (SRZN)
CIK: 0001824893
Period of Report: 2024-04-04

Reporting Person: COLUMN GROUP III GP, LP (N/A)
Reporting Person: COLUMN GROUP III-A, LP (N/A)
Reporting Person: COLUMN GROUP III, LP (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-04-04 Common Stock P 90897 $15.5 Acquired 289549 Indirect
2024-04-04 Common Stock P 102651 $15.5 Acquired 326992 Indirect

Footnotes

F1: Represents a price per unit, consisting of (i) $14.25 per share of the Issuer's Common Stock and (ii) $1.25 attributable to accompanying warrants to purchase shares of the Issuer's Common Stock, which The Column Group III, LP ("TCG III LP") and The Column Group III-A, LP ("TCG III-A LP") purchased in the Issuer's private placement on April 4, 2024.

F2: This Form 4/A is being filed to correct the amount beneficially owned by the Reporting Person, which was misreported in the original Form 4 filed on April 8, 2024 due to an administrative error.

F3: The securities are directly held by TCG III LP. The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey, a member of the Issuer's board of directors (collectively, the "Managing Partners"). The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F4: The securities are directly held by TCG III-A LP. TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the Managing Partners. The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.