Surrozen, Inc./DE — Director's Dealing 2022

Oct 13, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Surrozen, Inc./DE (SRZN)
CIK: 0001824893
Period of Report: 2022-10-10

Reporting Person: Parker Craig C (N/A)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-10-10	Option (right to buy)	$10.77	D	35987	Disposed	2031-02-22	Common Stock (35987)	Direct
2022-10-10	Option (right to buy)	$10.25	D	2065	Disposed	2031-08-12	Common Stock (2065)	Direct
2022-10-10	Option (right to buy)	$10.25	D	181270	Disposed	2031-08-12	Common Stock (181270)	Direct
2022-10-10	Option (right to buy)	$10.77	D	315310	Disposed	2031-02-22	Common Stock (315310)	Direct
2022-10-10	Option (right to buy)	$2.16	A	35987	Acquired	2031-02-22	Common Stock (35987)	Direct
2022-10-10	Option (right to buy)	$2.16	A	315310	Acquired	2031-02-22	Common Stock (315310)	Direct
2022-10-10	Option (right to buy)	$2.16	A	181270	Acquired	2031-08-12	Common Stock (181270)	Direct
2022-10-10	Option (right to buy)	$2.16	A	2065	Acquired	2031-08-12	Common Stock (2065)	Direct

Footnotes

F1: The reporting person agreed to cancellation of an option granted to him on 2/23/2021, in exchange for a new option having a lower exercise price.

F2: The shares subject to the options vest and become exercisable in a series of 48 equal monthly installments beginning on 2/1/2021, subject to the reporting person's continued employment through the applicable vesting date.

F3: The reporting person agreed to cancellation of an option granted to him on 8/12/2021, in exchange for a new option having a lower exercise price.

F4: Twenty-five percent of the shares subject to the Stock Option vests on 8/12/2022, and the remainder vests in 36 equal monthly installments thereafter for the following three years.