Surrozen, Inc./DE — Director's Dealing 2022

Oct 13, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Surrozen, Inc./DE (SRZN)
CIK: 0001824893
Period of Report: 2022-10-10

Reporting Person: Williams Charles O (N/A)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-10-10	Option (right to buy)	$5.13	D	77972	Disposed	2030-12-13	Common Stock (77972)	Direct
2022-10-10	Option (right to buy)	$10.25	D	2433	Disposed	2031-08-12	Common Stock (2433)	Direct
2022-10-10	Option (right to buy)	$10.25	D	12164	Disposed	2031-08-12	Common Stock (12164)	Direct
2022-10-10	Option (right to buy)	$5.13	D	97676	Disposed	2030-12-13	Common Stock (97676)	Direct
2022-10-10	Option (right to buy)	$2.16	A	12164	Acquired	2031-08-12	Common Stock (12164)	Direct
2022-10-10	Option (right to buy)	$2.16	A	97676	Acquired	2030-12-13	Common Stock (97676)	Direct
2022-10-10	Option (right to buy)	$2.16	A	2433	Acquired	2031-08-12	Common Stock (2433)	Direct
2022-10-10	Option (right to buy)	$2.16	A	77972	Acquired	2030-12-13	Common Stock (77972)	Direct

Footnotes

F1: The reporting person agreed to cancellation of an option granted to him on 12/14/2020, in exchange for a new option having a lower exercise price.

F2: Twenty-five percent of the shares subject to the Stock Option vests on 11/30/2021, and the remainder vests in 36 equal monthly installments thereafter for the following three years.

F3: The reporting person agreed to cancellation of an option granted to him on 8/12/2021, in exchange for a new option having a lower exercise price.

F4: Twenty-five percent of the shares subject to the Stock Option vests on 8/12/2022, and the remainder vests in 36 equal monthly installments thereafter for the following three years.