SURO CAPITAL CORP. — Director's Dealing 2020

May 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SUTTER ROCK CAPITAL CORP. (SSSS)
CIK: 0001509470
Period of Report: 2020-05-14

Reporting Person: Klein Mark D (Director, CEO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-14	Common Stock	P	1940	$6.05	Acquired	162955	Direct

Footnotes

F1: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $6.02 to $6.05 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Sutter Rock Capital Corp. (the "Issuer") or a security holder of the Issuer full information regarding the number of ares purchased at each separate price within the range set forth in this footnote.

F2: This total includes 1,667 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein.