SURO CAPITAL CORP. — Director's Dealing 2017

Feb 28, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GSV Capital Corp. (GSVC)
CIK: 0001509470
Period of Report: 2017-02-24

Reporting Person: Pine River Capital Management L.P. (No longer 10% owner)
Reporting Person: TAYLOR BRIAN (No longer 10% owner)
Reporting Person: Pine River MASTER FUND LTD. (No longer 10% owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-24	5.25% Convertible Senior Notes due 2018	$	S	4000000	Disposed	2018-09-15	Common Stock (333438)	Indirect

Footnotes

F1: These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.

F2: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: The 5.25% Convertible Notes due 2018 are convertible into shares of the issuer's common stock at any time, at a current conversion rate of 83.3596 shares of common stock per $1,000 principal amount of notes, equivalent to a conversion price of approximately $11.9962 per share of common stock, subject to adjustment in certain events.