SURO CAPITAL CORP. — Director's Dealing 2017

Sep 21, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GSV Capital Corp. (GSVC)
CIK: 0001509470
Period of Report: 2017-09-20

Reporting Person: Klein Mark D (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-20	Common Stock	P	10000	$5.3579	Acquired	87340	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1667	Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017.

F2: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.32 to $5.41 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.