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SURO CAPITAL CORP. — Director's Dealing 2016
May 4, 2016
33677_dirs_2016-05-04_38ed4878-c0de-4286-ab57-405d88e30260.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GSV Capital Corp. (GSVC)
CIK: 0001509470
Period of Report: 2016-05-02
Reporting Person: Moe Michael T. (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-02 | Common Stock | P | 875 | $5.7088 | Acquired | 30980 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8589 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2016.
F2: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.67 to $5.74 per share, inclusive. The reporting person undertakes to provide to GSV Capital Corp., any security holder of GSV Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.