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SURO CAPITAL CORP. Director's Dealing 2015

Aug 28, 2015

33677_dirs_2015-08-28_88ca6fca-b928-4d36-9552-1ab2d6d1145d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GSV Capital Corp. (GSVC)
CIK: 0001509470
Period of Report: 2012-05-23

Reporting Person: Moe Michael T. (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-05-23 Common Stock P 1946 $11.9095 Acquired 1946 Indirect
2012-05-30 Common Stock P 860 $10.84 Acquired 2806 Indirect
2012-05-31 Common Stock P 436 $10.45 Acquired 3242 Indirect
2012-11-19 Common Stock P 1154 $7.08 Acquired 4396 Indirect
2014-03-18 Common Stock P 3193 $11.781 Acquired 7589 Indirect
2015-03-19 Common Stock P 1000 $9.468 Acquired 8589 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15245 Direct

Footnotes

F1: These shares are held by GSV X Fund, LP ("GSV X"). The reporting person has a limited partnership interest in GSV X and is the Chief Executive Officer, Chief Investment Officer and majority owner of GSV Asset Management, LLC ("GSV Asset Management"), which is the general partner of GSV X. The reporting person disclaims beneficial ownership of the securities held by GSV X, except to the extent of his pecuniary interest, if any, in such securities by virtue of his interest in GSV Asset Management and his limited partnership interest in GSV X.