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SURO CAPITAL CORP. — Director's Dealing 2015
Aug 28, 2015
33677_dirs_2015-08-28_88ca6fca-b928-4d36-9552-1ab2d6d1145d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GSV Capital Corp. (GSVC)
CIK: 0001509470
Period of Report: 2012-05-23
Reporting Person: Moe Michael T. (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-23 | Common Stock | P | 1946 | $11.9095 | Acquired | 1946 | Indirect |
| 2012-05-30 | Common Stock | P | 860 | $10.84 | Acquired | 2806 | Indirect |
| 2012-05-31 | Common Stock | P | 436 | $10.45 | Acquired | 3242 | Indirect |
| 2012-11-19 | Common Stock | P | 1154 | $7.08 | Acquired | 4396 | Indirect |
| 2014-03-18 | Common Stock | P | 3193 | $11.781 | Acquired | 7589 | Indirect |
| 2015-03-19 | Common Stock | P | 1000 | $9.468 | Acquired | 8589 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15245 | Direct |
Footnotes
F1: These shares are held by GSV X Fund, LP ("GSV X"). The reporting person has a limited partnership interest in GSV X and is the Chief Executive Officer, Chief Investment Officer and majority owner of GSV Asset Management, LLC ("GSV Asset Management"), which is the general partner of GSV X. The reporting person disclaims beneficial ownership of the securities held by GSV X, except to the extent of his pecuniary interest, if any, in such securities by virtue of his interest in GSV Asset Management and his limited partnership interest in GSV X.