SURMODICS INC — Director's Dealing 2021

Feb 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2021-02-24

Reporting Person: Arens Timothy J. (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-24	Common Stock	M	2614	$21.03	Acquired	56717	Direct
2021-02-24	Common Stock	M	8359	$20.25	Acquired	65076	Direct
2021-02-24	Common Stock	F	7444	$51.70	Disposed	57632	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-24	Employee Stock Option (right to buy)	$21.03	M	2614	Disposed	2021-12-02	Common Stock (2614)	Direct
2021-02-24	Employee Stock Option (right to buy)	$20.25	M	8359	Disposed	2022-12-17	Common Stock (8359)	Direct

Footnotes

F1: Fully vested.