SURMODICS INC — Director's Dealing 2021

Jan 4, 2021

SEC Form 4/A — Form 4/A

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2020-11-18

Reporting Person: DANTZKER DAVID (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-18	Common Stock	M	3575	$22.58	Acquired	30471	Direct
2020-11-18	Common Stock	F	2163	$37.33	Disposed	28308	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-18	Stock Option (right to buy)	$22.58	M	3575	Disposed	2020-11-18	Common Stock (3575)	Direct

Footnotes

F1: On November 13, 2020, the reporting person mistakenly filed a Form 4 reporting the exercise of a stock option that did not yet occur. Instead, the transaction occurred on November 18, 2020 and this Form 4 corrects both the transaction date and the numbers of shares that were withheld to satisfy the reporting person's tax liability as of the transaction date.

F2: The amount beneficially owned includes 10,269 restricted stock units (RSUs) that vest on service-based vesting dates and 13,580 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.

F3: Fully vested.