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SURMODICS INC Director's Dealing 2021

Feb 16, 2021

32845_dirs_2021-02-16_1d64a093-9faf-4b37-b3ea-6da754ddac7e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2021-02-11

Reporting Person: BEDOYA JOSE H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-11 Common Stock A 1067 $0.00 Acquired 24314 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-11 Stock Option (right to buy) $53.86 A 2964 Acquired 2028-02-11 Common Stock (2964) Direct

Footnotes

F1: The amount beneficially owned includes 10,610 restricted stock units (RSUs) that vest on service-based vesting dates and 8,430 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.

F2: The stock options vest ratably on a monthly basis and become fully vested on February 11, 2022, the 12-month anniversary of the grant date.