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SURMODICS INC Director's Dealing 2021

Feb 16, 2021

32845_dirs_2021-02-16_73158014-1b6a-4ea4-aecb-499fe068d5d8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2021-02-11

Reporting Person: Maharaj Gary R (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-11 Common Stock M 10311 $21.03 Acquired 152453 Direct
2021-02-11 Common Stock M 27174 $20.25 Acquired 179627 Direct
2021-02-11 Common Stock M 44779 $23.95 Acquired 224406 Direct
2021-02-11 Common Stock F 56152 $53.86 Disposed 168254 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-11 Employee Stock Option (right to buy) $21.03 M 10311 Disposed 2021-12-02 Common Stock (10311) Direct
2021-02-11 Employee Stock Option (right to buy) $20.25 M 27174 Disposed 2022-12-17 Common Stock (27174) Direct
2021-02-11 Employee Stock Option (right to buy) $23.95 M 44779 Disposed 2023-11-30 Common Stock (44779) Direct

Footnotes

F1: Fully vested.