SURMODICS INC — Director's Dealing 2021

Nov 8, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2021-11-03

Reporting Person: DANTZKER DAVID (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-03	Common Stock	M	5576	$21.31	Acquired	36397	Direct
2021-11-03	Common Stock	F	2101	$56.56	Disposed	34296	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-03	Stock Option (right to buy)	$21.31	M	5576	Disposed	2021-12-03	Common Stock (5576)	Direct

Footnotes

F1: The amount beneficially owned includes 10,610 restricted stock units (RSUs) that vest on service-based vesting dates and 15,026 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.

F2: Fully vested.