SURMODICS INC — Director's Dealing 2020

Sep 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2020-09-01

Reporting Person: Maharaj Gary R (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-01	Common Stock	S	3000	$45.0688	Disposed	135399	Direct

Footnotes

F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2020.

F2: Reflects the weighted average price of 3,000 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on September 1, 2020 with sale prices ranging from $44.58 to $45.355 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Includes 257 shares acquired through the Employee Stock Purchase Plan for the phase ending August 31, 2020.