SURMODICS INC — Director's Dealing 2019

Nov 5, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2019-11-01

Reporting Person: Maharaj Gary R (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-01	Common Stock	S	4500	$40.5152	Disposed	128153	Direct
2019-11-01	Common Stock	S	500	$41.288	Disposed	127653	Direct

Footnotes

F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.

F2: Reflects the weighted average price of 4,500 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on November 1, 2019 with sale prices ranging from $39.95 to $40.94 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Reflects the weighted average price of 500 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on November 1, 2019 with sale prices ranging from $40.96 to $41.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.