SURMODICS INC — Director's Dealing 2019

Nov 27, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2019-11-25

Reporting Person: BEDOYA JOSE H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-25	Common Stock	M	3537	$20.37	Acquired	23835	Direct
2019-11-25	Common Stock	F	1716	$42.00	Disposed	22119	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-25	Stock Option (right to buy)	$20.37	M	3537	Disposed	2019-12-12	Common Stock (3537)	Direct

Footnotes

F1: Shares withheld to cover the exercise cost of the stock option.

F2: The amount beneficially owned includes 9,543 restricted stock units (RSUs) that vest on service-based vesting dates and 8,430 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.

F3: Fully vested.