SURMODICS INC — Director's Dealing 2018

Nov 29, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-11-27

Reporting Person: Arens Timothy J. (Interim VP, Finance, and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-27	Common Stock	A	2295	$0.00	Acquired	41507	Direct
2018-11-27	Common Stock	A	8711	$0.00	Acquired	50218	Direct
2018-11-27	Common Stock	F	3973	$56.63	Disposed	46245	Direct
2018-11-28	Common Stock	F	596	$60.06	Disposed	45649	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-27	Employee Stock Option (right to bu)	$56.63	A	10653	Acquired	2025-11-27	Common Stock (10653)	Direct

Footnotes

F1: Shares issued in connection with the vesting of a performance share award under long-term incentive plan based on performance during three-year period ended September 30, 2018.

F2: Shares withheld to satisfy taxes incident to vesting of performance share award.

F3: The award vests in four equal installments on each of the first four anniversaries of the November 27, 2018 grant date.