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SURMODICS INC Director's Dealing 2018

Feb 22, 2018

32845_dirs_2018-02-22_6d04e601-1c5a-48c6-a63d-c87371bf2bd0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-02-22

Reporting Person: KNIGHT SUSAN E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-20 Common Stock A 2426 $0.00 Acquired 18010 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-20 Stock Option (right to buy) $27.30 A 7358 Acquired 2025-02-20 Common Stock (7358) Direct

Footnotes

F1: The amount beneficially owned includes 9,371 restricted stock units (RSUs) that vest on service-based vesting dates that will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.

F2: The award vests in full on February 20, 2019.