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SURMODICS INC — Director's Dealing 2018
Jun 8, 2018
32845_dirs_2018-06-08_5e36a527-0938-49bd-89b4-1d77f6bc38cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-06-06
Reporting Person: Phillips Bryan K (SVP, Gen Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-06 | Common Stock | S | 13788 | $51.6235 | Disposed | 28099 | Direct |
| 2018-06-06 | Common Stock | S | 1212 | $52.8122 | Disposed | 26887 | Direct |
Footnotes
F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2018.
F2: Reflects the weighted average price of 13,788 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on June 6, 2018 with sale prices ranging from $51.25 to $52.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 1,212 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on June 6, 2018 with sale prices ranging from $52.45 to $53.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.