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SURMODICS INC Director's Dealing 2018

Jun 8, 2018

32845_dirs_2018-06-08_5e36a527-0938-49bd-89b4-1d77f6bc38cd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-06-06

Reporting Person: Phillips Bryan K (SVP, Gen Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-06 Common Stock S 13788 $51.6235 Disposed 28099 Direct
2018-06-06 Common Stock S 1212 $52.8122 Disposed 26887 Direct

Footnotes

F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2018.

F2: Reflects the weighted average price of 13,788 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on June 6, 2018 with sale prices ranging from $51.25 to $52.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Reflects the weighted average price of 1,212 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on June 6, 2018 with sale prices ranging from $52.45 to $53.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.