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SURMODICS INC — Director's Dealing 2018
Mar 13, 2018
32845_dirs_2018-03-13_a00cfd89-7665-4aed-99da-4f5ef2286e48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-03-09
Reporting Person: Stich Joseph J. (VP and GM, IVD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-09 | Common Stock | S | 1000 | $33.5275 | Disposed | 45761 | Direct |
Footnotes
F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2017.
F2: Reflects the weighted average price of 1,000 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on March 9, 2018 with sale prices ranging from $33.23 to $33.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Includes 311 shares acquired through the Employee Stock Purchase Plan for the phase ending February 28, 2018.