SURMODICS INC — Director's Dealing 2018

Mar 28, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-03-26

Reporting Person: Maharaj Gary R (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-26	Common Stock	M	38325	$20.37	Acquired	187872	Direct
2018-03-26	Common Stock	M	36434	$22.58	Acquired	224306	Direct
2018-03-26	Common Stock	F	56748	$38.50	Disposed	167558	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-26	Employee Stock Option (right to buy)	$20.37	M	38325	Disposed	2019-12-12	Common Stock (38325)	Direct
2018-03-26	Employee Stock Option (right to buy)	$22.58	M	36434	Disposed	2020-11-18	Common Stock (36434)	Direct

Footnotes

F1: Includes a total of 405 shares acquired through the Employee Stock Purchase Plan for the phase ending February 28, 2018.

F2: Fully vested.