SURMODICS INC — Director's Dealing 2018

Mar 29, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-03-27

Reporting Person: OLSON CHARLES W (Senior VP of Bus Dev, Med Dev)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-27	Common Stock	M	21469	$12.40	Acquired	59774	Direct
2018-03-27	Common Stock	F	13720	$37.60	Disposed	46054	Direct
2018-03-28	Common Stock	M	13266	$20.37	Acquired	59320	Direct
2018-03-28	Common Stock	M	12612	$22.58	Acquired	71932	Direct
2018-03-28	Common Stock	F	19705	$38.20	Disposed	52227	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-27	Employee Stock Option (right to buy)	$12.40	M	21469	Disposed	2018-11-30	Common Stock (21469)	Direct
2018-03-28	Employee Stock Option (right to buy)	$20.37	M	13266	Disposed	2019-12-12	Common Stock (13266)	Direct
2018-03-28	Employee Stock Option (right to buy)	$22.58	M	12612	Disposed	2020-11-18	Common Stock (12612)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	800	Indirect

Footnotes

F1: Fully vested.