SURMODICS INC — Director's Dealing 2018

Apr 12, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-04-10

Reporting Person: Phillips Bryan K (SVP, Gen Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-04-10	Common Stock	M	5367	$12.40	Acquired	42036	Direct
2018-04-10	Common Stock	M	13266	$20.37	Acquired	55302	Direct
2018-04-10	Common Stock	F	13415	$37.75	Disposed	41887	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-04-10	Employee Stock Option (right to buy)	$12.40	M	5367	Disposed	2018-11-30	Common Stock (5367)	Direct
2018-04-10	Employee Stock Option (right to buy)	$20.37	M	13266	Disposed	2019-12-12	Common Stock (13266)	Direct

Footnotes

F1: Fully vested.