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SURMODICS INC Director's Dealing 2018

May 14, 2018

32845_dirs_2018-05-14_e6e4921b-42f9-4504-a594-2579bb22f964.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-05-10

Reporting Person: Maharaj Gary R (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-10 Common Stock M 30932 $21.03 Acquired 198490 Direct
2018-05-10 Common Stock M 27173 $20.25 Acquired 225663 Direct
2018-05-10 Common Stock F 41077 $44.80 Disposed 184586 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-10 Employee Stock Option (right to buy) $21.03 M 30932 Disposed 2021-12-02 Common Stock (30932) Direct
2018-05-10 Employee Stock Option (right to buy) $20.25 M 27173 Disposed 2022-12-17 Common Stock (27173) Direct

Footnotes

F1: The award vests in four equal installments on each of the first four anniversaries of the December 2, 2014 grant date.

F2: The award vests in four equal installments on each of the first four anniversaries of the December 17, 2015 grant date.