SURMODICS INC — Director's Dealing 2018

Jul 9, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-07-05

Reporting Person: Arens Timothy J. (Interim VP, Finance, and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-07-05	Common Stock	M	5863	$21.03	Acquired	38293	Direct
2018-07-05	Common Stock	M	6099	$20.25	Acquired	44392	Direct
2018-07-05	Common Stock	M	3964	$23.95	Acquired	48356	Direct
2018-07-05	Common Stock	F	8947	$58.25	Disposed	39409	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-07-05	Employee Stock Option (right to buy)	$21.03	M	5863	Disposed	2021-12-02	Common Stock (5863)	Direct
2018-07-05	Employee Stock Option (right to buy)	$20.25	M	6099	Disposed	2022-12-17	Common Stock (6099)	Direct
2018-07-05	Employee Stock Option	$23.95	M	3964	Disposed	2023-11-30	Common Stock (3964)	Direct

Footnotes

F1: The reporting person makes a payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or
vesting of a security issued in accordance with Rule 16b-3.

F2: The award vests in four equal installments on each of the first four anniversaries of the December 2, 2014 grant date.

F3: The award vests in four equal installments on each of the first four anniversaries of the December 17, 2015 grant date.

F4: The award vests in four equal installments on each of the first four anniversaries of the November 30, 2016 grant date.