SURMODICS INC — Director's Dealing 2018

Aug 28, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-08-24

Reporting Person: Heine Lisa Wipperman (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-24	Common Stock	M	4104	$23.50	Acquired	7119	Direct
2018-08-24	Common Stock	M	2635	$27.30	Acquired	9754	Direct
2018-08-24	Common Stock	F	2272	$74.15	Disposed	7482	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-24	Stock Option (right to buy)	$23.50	M	4104	Disposed	2024-04-12	Common Stock (4104)	Direct
2018-08-24	Stock Option (right to buy)	$27.30	M	2635	Disposed	2025-02-20	Common Stock (2635)	Direct

Footnotes

F1: Fully vested.

F2: The Option will vest and become exercisable ratably on a monthly basis over the one-year period following the grant date.