SURMODICS INC — Director's Dealing 2018

Nov 29, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-11-27

Reporting Person: SIDES TERI WOODWICK (Senior VP and CMO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-27	Common Stock	A	9711	$0.00	Acquired	9711	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-27	Employee Stock Option (right to buy)	$56.63	A	5463	Acquired	2025-11-27	Common Stock (5463)	Direct
2018-11-27	Employee Stock Option (right to buy)	$56.63	A	12292	Acquired	2025-11-27	Common Stock (12292)	Direct

Footnotes

F1: One third of the award vests on November 27, 2019 and the remainder of the award will vest on November 27, 2020.

F2: The award vests in four equal installments on each of the first four anniversaries of the November 27, 2018 grant date.