SURMODICS INC — Director's Dealing 2018

Nov 29, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-11-27

Reporting Person: Sutton Gregg S (VP of Research and Development)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-27	Common Stock	A	2648	$0.00	Acquired	12562	Direct
2018-11-27	Common Stock	A	9083	$0.00	Acquired	21645	Direct
2018-11-27	Common Stock	F	4142	$56.63	Disposed	17503	Direct
2018-11-28	Common Stock	F	687	$60.06	Disposed	16816	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-27	Employee Stock Option (right to buy)	$56.63	A	12292	Acquired	2025-11-27	Common Stock (12292)	Direct

Footnotes

F1: Includes 605 shares acquired through the Employee Stock Purchase Plan for the phase ending August 31, 2018.

F2: Shares issued in connection with the vesting of a performance share award under long-term incentive plan based on performance during three-year period ended September 30, 2018.

F3: Shares withheld to satisfy taxes incident to vesting of performance share award.

F4: The award vests in four equal installments on each of the first four anniversaries of the November 27, 2018 grant date.