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SURMODICS INC — Director's Dealing 2018
Dec 4, 2018
32845_dirs_2018-12-04_2c05d4fb-0002-4b61-b3f4-ffed704902a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2018-11-30
Reporting Person: Maharaj Gary R (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-30 | Common Stock | F | 1079 | $60.59 | Disposed | 184867 | Direct |
| 2018-12-03 | Common Stock | S | 2547 | $58.8504 | Disposed | 182320 | Direct |
| 2018-12-03 | Common Stock | S | 1557 | $59.5725 | Disposed | 180763 | Direct |
| 2018-12-03 | Common Stock | S | 896 | $60.3786 | Disposed | 179867 | Direct |
Footnotes
F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2018.
F2: Reflects the weighted average price of 2,547 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 3, 2018 with sale prices ranging from $58.21 to $59.17 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 1,557 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 3, 2018 with sale prices ranging from $59.205 to $60.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Reflects the weighted average price of 896 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 3, 2018 with sale prices ranging from $60.24 to $60.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.