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SURMODICS INC — Director's Dealing 2017
Jan 4, 2017
32845_dirs_2017-01-04_5baf0a99-da70-40b8-904c-e90c9d36a3d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2016-12-30
Reporting Person: BEDOYA JOSE H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-30 | Common Stock | A | 472 | $25.40 | Acquired | 16448 | Direct |
Footnotes
F1: The reporting person elected to receive vested deferred stock units (DSUs) in lieu of quarterly cash retainer payments. The DSUs are settled in shares of the issuer's common stock as described below.
F2: The amount beneficially owned includes 5,693 restricted stock units (RSUs) that vest on service-based vesting dates and 8,430 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.
F3: The reporting person's Form 4 filed on January 5, 2016 inadvertently overstated the reporting person's direct holdings by 1 share.