SURMODICS INC — Director's Dealing 2017

Apr 14, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SURMODICS INC (SRDX)
CIK: 0000924717
Period of Report: 2017-04-12

Reporting Person: Heine Lisa Wipperman (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-04-12	Common Stock	A	1276	$0.00	Acquired	1276	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-04-12	Stock Option (right to buy)	$23.50	A	4104	Acquired	2024-04-12	Common Stock (4104)	Direct

Footnotes

F1: The amount beneficially owned includes 1,276 restricted stock units (RSUs) that vest on service-based vesting dates that will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.

F2: The award will vest in full on 04/12/2018.